| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 220,548 | 464,000 | 38.12% | ||
| 2 | Verition Fund Management LLC | 140,125 | 294,000 | 24.15% | ||
| 3 | DAFNA Capital Management LLC | 116,279 | 244,000 | 20.04% | SH | |
| 4 | Polar Asset Management Partners Inc. | 55,800 | 117,000 | 9.61% | ||
| 5 | UBS AG | 23,897 | 50,000 | 4.11% | ||
| 6 | PERKINS CAPITAL MANAGEMENT INC | 19,372 | 41,000 | 3.37% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 3,005 | 6,311 | 0.52% | ||
| 8 | COMMUNITY FINANCIAL SYSTEM, INC. | 250 | 1,000 | 0.08% | ||
| 9 | MORGAN STANLEY | 20 | 0 | 0.00% | ||
| 10 | CITIGROUP INC | 98 | 0 | 0.00% | ||
| 11 | Tower Research Capital LLC (TRC) | 100 | 0 | 0.00% | ||
| 12 | Creative Planning | 143 | 0 | 0.00% | ||
| 13 | First Houston Capital, Inc. | 29 | 0 | 0.00% | ||
| 14 | ROYAL BANK OF CANADA | 72 | 0 | 0.00% | ||
| 15 | Hudock, Inc. | 43 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
