| 1 |
GUGGENHEIM CAPITAL LLC |
692,577 |
8,021,000 |
28.82% |
|
|
| 2 |
WELLS FARGO & COMPANY/MN |
454,212 |
5,260,000 |
18.90% |
|
|
| 3 |
MORGAN STANLEY |
324,123 |
3,753,000 |
13.48% |
|
|
| 4 |
Karpus Management, Inc. |
146,640 |
1,698,000 |
6.10% |
|
|
| 5 |
POINTE CAPITAL MANAGEMENT LLC |
138,453 |
1,603,000 |
5.76% |
|
|
| 6 |
Invesco Ltd. |
105,655 |
1,223,000 |
4.39% |
|
|
| 7 |
FCA CORP /TX |
102,189 |
1,183,000 |
4.25% |
|
|
| 8 |
Aviance Capital Partners, LLC |
59,785 |
692,000 |
2.49% |
|
|
| 9 |
LPL Financial LLC |
60,005 |
680,000 |
2.44% |
|
|
| 10 |
Alpine Global Management, LLC |
55,364 |
641,000 |
2.30% |
|
|
| 11 |
First Allied Advisory Services, Inc. |
53,680 |
623,000 |
2.24% |
|
|
| 12 |
UBS Group AG |
52,584 |
609,000 |
2.19% |
|
|
| 13 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
31,650 |
367,000 |
1.32% |
|
|
| 14 |
Shaker Financial Services, LLC |
30,172 |
349,000 |
1.25% |
|
|
| 15 |
WOLVERINE ASSET MANAGEMENT LLC |
18,453 |
213,000 |
0.77% |
|
|
| 16 |
STIFEL FINANCIAL CORP |
18,310 |
212,000 |
0.76% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
10,614 |
123,000 |
0.44% |
|
|
| 18 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
10,000 |
116,000 |
0.42% |
|
|
| 19 |
AMERICAN INTERNATIONAL GROUP, INC. |
8,069 |
93,439 |
0.34% |
|
|
| 20 |
ROYAL BANK OF CANADA |
7,613 |
88,000 |
0.32% |
|
|
| 21 |
PNC FINANCIAL SERVICES GROUP, INC. |
7,000 |
82,000 |
0.29% |
|
|
| 22 |
BARCLAYS PLC |
5,863 |
64,000 |
0.23% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,530 |
41,000 |
0.15% |
|
|
| 24 |
DEUTSCHE BANK AG\ |
3,000 |
34,000 |
0.12% |
|
|
| 25 |
Advisory Services Network, LLC |
1,872 |
21,000 |
0.08% |
|
|
| 26 |
ROBLE, BELKO & COMPANY, INC |
1,496 |
17,000 |
0.06% |
|
|
| 27 |
MSI Financial Services Inc |
1,290 |
15,000 |
0.05% |
|
|
| 28 |
Cordasco Financial Network |
701 |
8,000 |
0.03% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
400 |
5,000 |
0.02% |
|
|
