| 1 |
Advisors Asset Management, Inc. |
987,931 |
8,457,000 |
28.90% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
711,034 |
6,089,000 |
20.81% |
|
|
| 3 |
WELLS FARGO & COMPANY/MN |
511,641 |
4,379,000 |
14.96% |
|
|
| 4 |
MORGAN STANLEY |
208,984 |
1,789,000 |
6.11% |
|
|
| 5 |
Karpus Management, Inc. |
207,897 |
1,780,000 |
6.08% |
|
|
| 6 |
POINTE CAPITAL MANAGEMENT LLC |
127,831 |
1,094,000 |
3.74% |
|
|
| 7 |
FCA CORP /TX |
125,671 |
1,076,000 |
3.68% |
|
|
| 8 |
Invesco Ltd. |
94,065 |
805,000 |
2.75% |
|
|
| 9 |
WOLVERINE ASSET MANAGEMENT LLC |
90,195 |
772,000 |
2.64% |
|
|
| 10 |
First Allied Advisory Services, Inc. |
54,038 |
465,000 |
1.59% |
|
|
| 11 |
Aviance Capital Partners, LLC |
49,250 |
422,000 |
1.44% |
|
|
| 12 |
Alpine Global Management, LLC |
45,325 |
388,000 |
1.33% |
|
|
| 13 |
UBS Group AG |
41,418 |
355,000 |
1.21% |
|
|
| 14 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
27,095 |
232,000 |
0.79% |
|
|
| 15 |
GEODE CAPITAL MANAGEMENT, LLC |
23,425 |
200,000 |
0.68% |
|
PRN |
| 16 |
LPL Financial LLC |
21,415 |
189,000 |
0.65% |
|
|
| 17 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
21,144 |
181,000 |
0.62% |
|
|
| 18 |
STIFEL FINANCIAL CORP |
13,322 |
114,000 |
0.39% |
|
|
| 19 |
AMERICAN INTERNATIONAL GROUP, INC. |
9,185 |
79,000 |
0.27% |
|
|
| 20 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
8,900 |
76,000 |
0.26% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
8,900 |
76,000 |
0.26% |
|
|
| 22 |
ROYAL BANK OF CANADA |
7,651 |
65,000 |
0.22% |
|
|
| 23 |
PNC FINANCIAL SERVICES GROUP, INC. |
6,000 |
51,000 |
0.17% |
|
|
| 24 |
Advisory Services Network, LLC |
2,872 |
25,000 |
0.09% |
|
|
| 25 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,330 |
20,000 |
0.07% |
|
|
| 26 |
FineMark National Bank & Trust |
2,000 |
17,000 |
0.06% |
|
|
| 27 |
ASSETMARK, INC |
1,706 |
15,000 |
0.05% |
|
|
| 28 |
ROBLE, BELKO & COMPANY, INC |
1,496 |
13,000 |
0.04% |
|
|
| 29 |
DEUTSCHE BANK AG\ |
1,500 |
12,000 |
0.04% |
|
|
| 30 |
ENVESTNET ASSET MANAGEMENT INC |
1,260 |
11,000 |
0.04% |
|
|
| 31 |
MSI Financial Services Inc |
780 |
7,000 |
0.02% |
|
|
| 32 |
Cordasco Financial Network |
701 |
6,000 |
0.02% |
|
|
| 33 |
Tower Research Capital LLC (TRC) |
562 |
5,000 |
0.02% |
|
|
| 34 |
Windsor Capital Management, LLC |
300 |
2,000 |
0.01% |
|
|
