| 1 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
1,057,963 |
9,379,000 |
21.70% |
|
|
| 2 |
MORGAN STANLEY |
911,295 |
8,066,000 |
18.66% |
|
|
| 3 |
Advisors Asset Management, Inc. |
806,083 |
7,134,000 |
16.51% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
603,497 |
5,341,000 |
12.36% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
426,805 |
3,778,000 |
8.74% |
|
|
| 6 |
FCA CORP /TX |
185,524 |
1,642,000 |
3.80% |
|
|
| 7 |
1607 Capital Partners, LLC |
176,109 |
1,559,000 |
3.61% |
|
|
| 8 |
Karpus Management, Inc. |
133,737 |
1,184,000 |
2.74% |
|
|
| 9 |
Invesco Ltd. |
131,525 |
1,164,000 |
2.69% |
|
|
| 10 |
POINTE CAPITAL MANAGEMENT LLC |
92,783 |
821,000 |
1.90% |
|
|
| 11 |
Aviance Capital Partners, LLC |
59,078 |
523,000 |
1.21% |
|
|
| 12 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
45,784 |
405,000 |
0.94% |
|
|
| 13 |
UBS Group AG |
45,569 |
403,000 |
0.93% |
|
|
| 14 |
CITIGROUP INC |
40,846 |
361,000 |
0.84% |
|
|
| 15 |
Alpine Global Management, LLC |
39,686 |
351,000 |
0.81% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
34,185 |
303,000 |
0.70% |
|
|
| 17 |
First Allied Advisory Services, Inc. |
17,158 |
152,000 |
0.35% |
|
|
| 18 |
DOLIVER ADVISORS, LP |
17,065 |
148,000 |
0.34% |
|
|
| 19 |
LPL Financial LLC |
16,733 |
143,000 |
0.33% |
|
|
| 20 |
ADVISOR GROUP, INC. |
13,714 |
120,000 |
0.28% |
|
|
| 21 |
ROYAL BANK OF CANADA |
6,143 |
54,000 |
0.12% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
5,000 |
44,000 |
0.10% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
4,256 |
38,000 |
0.09% |
|
|
| 24 |
MSI Financial Services Inc |
3,556 |
31,000 |
0.07% |
|
|
| 25 |
FineMark National Bank & Trust |
3,400 |
30,000 |
0.07% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,989 |
27,000 |
0.06% |
|
|
| 27 |
Creative Planning |
1,425 |
13,000 |
0.03% |
|
|
| 28 |
WOLVERINE TRADING LP /BD |
264 |
2,299 |
0.01% |
|
|
| 29 |
MassMutual Private Wealth & Trust, FSB |
33 |
292 |
0.00% |
|
|
