| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 19,933,000 | 21,912,000 | 30.38% | PRN | |
| 2 | TENOR CAPITAL MANAGEMENT Co., L.P. | 8,487,000 | 9,416,000 | 13.05% | PRN | |
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 5,521,000 | 6,059,000 | 8.40% | PRN | |
| 4 | CITADEL ADVISORS LLC | 4,734,000 | 5,213,000 | 7.23% | PRN | |
| 5 | CITIGROUP INC | 4,583,000 | 5,016,000 | 6.95% | PRN | |
| 6 | Jefferies Group LLC | 4,508,000 | 4,974,000 | 6.90% | PRN | |
| 7 | SSI INVESTMENT MANAGEMENT LLC | 2,977,000 | 3,259,000 | 4.52% | PRN | |
| 8 | Invesco Ltd. | 2,633,000 | 2,882,000 | 4.00% | PRN | |
| 9 | BASSO CAPITAL MANAGEMENT, L.P. | 2,500,000 | 2,746,000 | 3.81% | PRN | |
| 10 | DAFNA Capital Management LLC | 2,250,000 | 2,481,000 | 3.44% | PRN | |
| 11 | CSS LLC/IL | 1,920,000 | 2,108,000 | 2.92% | PRN | |
| 12 | WESTWOOD HOLDINGS GROUP INC | 1,250,000 | 1,375,000 | 1.91% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1,099,000 | 1,217,000 | 1.69% | PRN | |
| 14 | KORNITZER CAPITAL MANAGEMENT INC /KS | 1,000,000 | 1,094,000 | 1.52% | PRN | |
| 15 | Calamos Advisors LLC | 804,000 | 886,000 | 1.23% | PRN | |
| 16 | Bank of New York Mellon Corp | 550,000 | 602,000 | 0.83% | ||
| 17 | IRON Financial LLC | 470,000 | 517,000 | 0.72% | ||
| 18 | SUNTRUST BANKS INC | 240,000 | 262,000 | 0.36% | ||
| 19 | Fernwood Investment Management, LLC | 100,000 | 109,000 | 0.15% | ||
| 20 | MORGAN STANLEY | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
