| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 21,348,000 | 22,865,000 | 32.52% | PRN | |
| 2 | TENOR CAPITAL MANAGEMENT Co., L.P. | 14,267,000 | 15,355,000 | 21.84% | PRN | |
| 3 | Jefferies Group LLC | 5,084,000 | 5,454,000 | 7.76% | PRN | |
| 4 | CITIGROUP INC | 5,000,000 | 5,344,000 | 7.60% | PRN | |
| 5 | WELLS FARGO & COMPANY/MN | 4,337,000 | 4,638,000 | 6.60% | PRN | |
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 3,871,000 | 4,153,000 | 5.91% | PRN | |
| 7 | SSI INVESTMENT MANAGEMENT LLC | 3,292,000 | 3,521,000 | 5.01% | PRN | |
| 8 | Invesco Ltd. | 2,633,000 | 2,814,000 | 4.00% | PRN | |
| 9 | DAFNA Capital Management LLC | 2,250,000 | 2,457,000 | 3.49% | PRN | |
| 10 | KORNITZER CAPITAL MANAGEMENT INC /KS | 1,000,000 | 1,069,000 | 1.52% | PRN | |
| 11 | Calamos Advisors LLC | 804,000 | 858,000 | 1.22% | PRN | |
| 12 | DEUTSCHE BANK AG\ | 607,000 | 648,000 | 0.92% | PRN | |
| 13 | Bank of New York Mellon Corp | 550,000 | 583,000 | 0.83% | ||
| 14 | SUNTRUST BANKS INC | 237,000 | 253,000 | 0.36% | ||
| 15 | WESTWOOD HOLDINGS GROUP INC | 150,000 | 160,000 | 0.23% | PRN | |
| 16 | Fernwood Investment Management, LLC | 100,000 | 107,000 | 0.15% | ||
| 17 | BLAIR WILLIAM & CO/IL | 17,000 | 18,000 | 0.03% | ||
| 18 | MORGAN STANLEY | 7,000 | 7,000 | 0.01% | PRN | |
| 19 | BANK OF AMERICA CORP /DE/ | 7,000 | 7,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
