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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 66 holdings with a total value of $113,823,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ATRICURE INC 518,946 10,156,000 8.92%
2 NXSTAGE MED INC COM 236,119 6,189,000 5.44%
3 ALDER BIOPHARMACEUTICALS INC 221,013 4,597,000 4.04%
4 LOXO ONCOLOGY INC COM 139,722 4,487,000 3.94%
5 GALAPAGOS NV 66,068 4,241,000 3.73%
6 Sunesis Pharmaceuticals, Inc. 1,133,583 4,104,000 3.61%
7 XENON PHARMACEUTICALS INC 514,091 3,959,000 3.48%
8 AERIE PHARMACEUTICALS INC 98,370 3,723,000 3.27%
9 BEIGENE LTD 119,841 3,638,000 3.20%
10 DERMIRA INC 98,800 2,997,000 2.63%
11 Foamix Pharmaceuticals Ltd. 268,067 2,976,000 2.61%
12 INSULET CORPORATION 73,484 2,769,000 2.43%
13 APPLIED GENETIC TECHNOL CORP 286,298 2,677,000 2.35%
14 NEUROCRINE BIOSCIE COM USD0.001 66,008 2,555,000 2.24%
15 CYTOKINETICS INC 210,306 2,555,000 2.24%
16 ARDELYX INC COM 173,995 2,471,000 2.17%
17 INSULET CORP 2 06/15/2019 2,250,000 2,457,000 2.16% PRN
18 ISHARES TR 8,700 2,309,000 2.03%
19 TESARO INC 15,500 2,084,000 1.83%
20 IMMUNOMEDICS INC 559,674 2,054,000 1.80%
21 RADIUS HEALTH 53,854 2,048,000 1.80%
22 BLUEPRINT MEDICINES CORP COM 72,500 2,034,000 1.79%
23 CARA THERAPEUTICS INC 209,522 1,946,000 1.71%
24 DERMA SCIENCES INC COM PAR .01 353,718 1,839,000 1.62%
25 MACROGENICS INC 89,200 1,823,000 1.60%
26 BIOTELEMETRY INC COM 75,000 1,676,000 1.47%
27 CIDARA THERAPEUTICS INC 159,918 1,663,000 1.46%
28 SPECTRANETICS CORP 65,496 1,605,000 1.41%
29 TANDEM DIABETES CARE INC 724,286 1,557,000 1.37%
30 PROTALIX BIOTHERAPEUTICS INC 2,500,000 1,546,000 1.36% PRN
31 AEGLEA BIOTHERAPEUTICS INC COM 350,392 1,524,000 1.34%
32 INOTEK PHARMACEUTICALS CORP 237,135 1,447,000 1.27%
33 ADVAXIS INC COM NEW 175,000 1,253,000 1.10%
34 UNIQURE NV 203,907 1,142,000 1.00%
35 JOHNSON & JOHNSON 9,400 1,083,000 0.95%
36 Ascendis Pharma 53,000 1,073,000 0.94%
37 Protagonist Therapeutics, Inc. 45,586 1,002,000 0.88%
38 ZOGENIX INC 74,538 906,000 0.80%
39 Stereotaxis Inc 1,372,862 892,000 0.78%
40 Exactech Inc 31,636 864,000 0.76%
41 ArQule Inc 668,735 843,000 0.74%
42 NEURODERM LTD 37,921 842,000 0.74%
43 ACHILLION PHARMACEUTICALS INC COM 196,500 812,000 0.71%
44 NOVADAQ TECHNOLOGIES INC 101,841 722,000 0.63%
45 SYNERON MEDICAL LTD ORD SHS 85,947 722,000 0.63%
46 Cogentix Medical Inc 353,482 710,000 0.62%
47 IRONWOOD PHARMACEUTICALS INC 600,000 690,000 0.61% PRN
48 CONCERT PHARMACEUTICALS INC COM 66,968 689,000 0.61%
49 MASIMO CORP COM 10,000 674,000 0.59%
50 INOTEK PHARMACEUTICALS CORP 600,000 618,000 0.54% PRN
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-17-000014, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.