| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | THOMPSON DAVIS & CO., INC. | 3,000 | 4,000 | 0.00% | ||
| 2 | D.A. DAVIDSON & CO. | 6,000 | 6,000 | 0.00% | ||
| 3 | AMERIPRISE FINANCIAL INC | 14,000 | 16,000 | 0.00% | PRN | |
| 4 | ROYAL BANK OF CANADA | 13,000 | 16,000 | 0.00% | PRN | |
| 5 | Brown Advisory Securities, LLC | 17,000 | 19,000 | 0.00% | PRN | |
| 6 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 25,000 | 28,000 | 0.01% | ||
| 7 | MORGAN STANLEY | 35,000 | 41,000 | 0.01% | PRN | |
| 8 | M&T BANK CORP | 44,000 | 52,000 | 0.01% | PRN | |
| 9 | BlackRock Fund Advisors | 50,000 | 59,000 | 0.01% | PRN | |
| 10 | Creative Planning | 50,000 | 59,000 | 0.01% | PRN | |
| 11 | Lombard Odier Asset Management (Switzerland) SA | 120,000 | 142,000 | 0.03% | PRN | |
| 12 | Cutler Capital Management, LLC | 280,000 | 328,000 | 0.08% | PRN | |
| 13 | GABELLI & Co INVESTMENT ADVISERS, INC. | 325,000 | 383,000 | 0.09% | PRN | |
| 14 | Lombard Odier Asset Management (Europe) Ltd | 380,000 | 448,000 | 0.11% | PRN | |
| 15 | LOOMIS SAYLES & CO L P | 5,404 | 450,000 | 0.11% | ||
| 16 | IRON Financial LLC | 395,000 | 465,000 | 0.11% | ||
| 17 | DEUTSCHE BANK AG\ | 500,000 | 585,000 | 0.14% | PRN | |
| 18 | RAYMOND JAMES & ASSOCIATES | 500,000 | 586,000 | 0.14% | PRN | |
| 19 | Bank of New York Mellon Corp | 504,000 | 595,000 | 0.14% | ||
| 20 | Calamos Advisors LLC | 519,000 | 611,000 | 0.14% | PRN | |
| 21 | WEDBUSH SECURITIES INC | 6,000 | 703,000 | 0.17% | ||
| 22 | Compagnie Lombard Odier SCmA | 760,000 | 902,000 | 0.21% | PRN | |
| 23 | KEYBANK NATIONAL ASSOCIATION/OH | 1,185,000 | 1,389,000 | 0.33% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 1,894,000 | 2,220,000 | 0.52% | PRN | |
| 25 | EMERALD ACQUISITION LTD. | 2,000,000 | 2,344,000 | 0.55% | ||
| 26 | SONORA INVESTMENT MANAGEMENT, LLC | 2,035,000 | 2,406,978 | 0.57% | ||
| 27 | GOLDMAN SACHS GROUP INC | 2,392,000 | 2,803,000 | 0.66% | PRN | |
| 28 | LAFFER TENGLER INVESTMENTS, INC. | 2,599 | 3,097,278 | 0.73% | ||
| 29 | Ameritas Investment Partners, Inc. | 2,850,000 | 3,339,000 | 0.79% | PRN | |
| 30 | WELLS FARGO & COMPANY/MN | 2,872,000 | 3,365,000 | 0.79% | PRN | |
| 31 | Zurcher Kantonalbank (Zurich Cantonalbank) | 3,000,000 | 3,548,000 | 0.84% | PRN | |
| 32 | CONNING INC. | 3,700,000 | 4,376,000 | 1.03% | PRN | |
| 33 | JPMORGAN CHASE & CO | 3,940,000 | 4,648,000 | 1.09% | PRN | |
| 34 | Clearbridge Investments, LLC | 4,380,000 | 5,167,000 | 1.22% | PRN | |
| 35 | SSI INVESTMENT MANAGEMENT LLC | 5,206,000 | 6,102,000 | 1.44% | PRN | |
| 36 | CREDIT SUISSE AG/ | 5,710,000 | 6,692,000 | 1.58% | PRN | |
| 37 | PUTNAM INVESTMENTS LLC | 8,263,000 | 9,684,000 | 2.28% | ||
| 38 | THRIVENT FINANCIAL FOR LUTHERANS | 8,550,000 | 10,062,000 | 2.37% | ||
| 39 | Invesco Ltd. | 14,055,000 | 16,471,000 | 3.88% | PRN | |
| 40 | NORTHERN TRUST CORP | 245,000 | 21,866,000 | 5.15% | PRN | |
| 41 | VICTORY CAPITAL MANAGEMENT INC | 20,308,721 | 23,799,000 | 5.61% | PRN | |
| 42 | INCOME RESEARCH & MANAGEMENT | 20,546,000 | 24,077,000 | 5.67% | PRN | |
| 43 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 20,600,000 | 24,141,000 | 5.69% | PRN | |
| 44 | SHENKMAN CAPITAL MANAGEMENT INC | 27,277,000 | 32,102,000 | 7.56% | PRN | |
| 45 | ADVENT CAPITAL MANAGEMENT /DE/ | 36,377,000 | 42,895,000 | 10.11% | PRN | |
| 46 | Allianz Asset Management GmbH | 37,945,000 | 44,770,000 | 10.55% | PRN | |
| 47 | ZAZOVE ASSOCIATES LLC | 48,153,000 | 56,703,000 | 13.36% | PRN | |
| 48 | MACKAY SHIELDS LLC | 50,929,000 | 59,914,000 | 14.11% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
