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MACQUARIE FIRST TR GLOBAL
MACQUARIE FIRST TR GLOBAL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 29 Institutional holders with a total value of $22,150,426.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 24,495 4,396,000 19.85%
2 GUGGENHEIM CAPITAL LLC 228,759 4,107,000 18.54%
3 Invesco Ltd. 145,147 2,605,000 11.76%
4 LAZARD ASSET MANAGEMENT LLC 93,480 1,677,000 7.57%
5 MORGAN STANLEY 84,697 1,520,000 6.86%
6 BANK OF AMERICA CORP /DE/ 84,615 1,519,000 6.86%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 68,496 1,230,000 5.55%
8 LPL Financial LLC 58,693 1,054,000 4.76%
9 UBS AG 47,932 860,000 3.88%
10 ROYAL BANK OF CANADA 43,363 778,000 3.51%
11 WELLS FARGO & COMPANY/MN 33,988 610,000 2.75%
12 RAYMOND JAMES & ASSOCIATES 26,460 475,000 2.14%
13 Capital Investment Advisors, LLC 17,616 316,000 1.43%
14 DEUTSCHE BANK AG\ 13,960 250,000 1.13%
15 NATIONAL PLANNING CORP 10,840 195,000 0.88%
16 Advisors Asset Management, Inc. 6,573 118,000 0.53%
17 AMERICAN INTERNATIONAL GROUP, INC. 6,452 115,814 0.52%
18 Sandy Spring Bank 5,270 95,000 0.43%
19 B. Riley Wealth Advisors, Inc. 3,600 64,612 0.29%
20 WOLVERINE ASSET MANAGEMENT LLC 2,420 43,000 0.19%
21 AMERIPRISE FINANCIAL INC 2,319 42,000 0.19%
22 Kistler-Tiffany Companies, LLC 1,000 18,000 0.08%
23 Regal Investment Advisors LLC 1,000 18,000 0.08%
24 CITIGROUP INC 900 16,000 0.07%
25 FIFTH THIRD BANCORP 710 13,000 0.06%
26 TORONTO DOMINION BANK 253 5,000 0.02%
27 Pinnacle Summer Investments, Inc. 200 4,000 0.02%
28 D.A. DAVIDSON & CO. 251 4,000 0.02%
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 98 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.