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MACQUARIE FIRST TR GLOBAL
MACQUARIE FIRST TR GLOBAL. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 31 Institutional holders with a total value of $9,394,512.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 129,550 1,627,000 17.32%
2 BANK OF AMERICA CORP /DE/ 104,513 1,313,000 13.98%
3 WELLS FARGO & COMPANY/MN 87,297 1,096,000 11.67%
4 UBS Group AG 76,312 959,000 10.21%
5 GUGGENHEIM CAPITAL LLC 70,326 884,000 9.41%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,067 691,000 7.36%
7 WOLVERINE ASSET MANAGEMENT LLC 49,034 615,000 6.55%
8 MORGAN STANLEY 38,135 479,000 5.10%
9 IFC Holdings Incorporated/FL 29,394 375,000 3.99%
10 RAYMOND JAMES & ASSOCIATES 20,665 260,000 2.77%
11 Capital Investment Advisors, LLC 17,216 216,000 2.30%
12 LPL Financial LLC 14,993 194,000 2.07%
13 LAZARD ASSET MANAGEMENT LLC 11,216 140,000 1.49%
14 HM PAYSON & CO 10,000 126,000 1.34%
15 Cetera Advisors LLC 10,080 126,000 1.34%
16 Advisors Asset Management, Inc. 4,379 55,000 0.59%
17 Sandy Spring Bank 4,270 54,000 0.57%
18 AMERICAN INTERNATIONAL GROUP, INC. 4,152 52,000 0.55%
19 ENVESTNET ASSET MANAGEMENT INC 2,446 31,000 0.33%
20 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,641 21,000 0.22%
21 FIFTH THIRD BANCORP 1,660 21,000 0.22%
22 Regal Investment Advisors LLC 1,000 12,000 0.13%
23 DEUTSCHE BANK AG\ 1,020 12,000 0.13%
24 CITIGROUP INC 900 11,000 0.12%
25 PNC FINANCIAL SERVICES GROUP, INC. 563 7,000 0.07%
26 Creative Planning 556 7,000 0.07%
27 Carroll Financial Associates, Inc. 338 4,000 0.04%
28 Pinnacle Summer Investments, Inc. 200 3,000 0.03%
29 RISK PARADIGM GROUP, LLC 200 2,512 0.03%
30 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 98 1,000 0.01%
31 Tower Research Capital LLC (TRC) 33 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.