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MACQUARIE FIRST TR GLOBAL
MACQUARIE FIRST TR GLOBAL. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 31 Institutional holders with a total value of $20,796,433.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 32,594 5,475,000 26.33%
2 GUGGENHEIM CAPITAL LLC 184,369 3,096,000 14.89%
3 BANK OF AMERICA CORP /DE/ 85,495 1,437,000 6.91%
4 MORGAN STANLEY 80,610 1,354,000 6.51%
5 LAZARD ASSET MANAGEMENT LLC 80,280 1,347,000 6.48%
6 ROYAL BANK OF CANADA 72,729 1,222,000 5.88%
7 LADENBURG THALMANN FINANCIAL SERVICES INC. 69,641 1,170,000 5.63%
8 UBS AG 64,454 1,083,000 5.21%
9 LPL Financial LLC 59,028 994,000 4.78%
10 WELLS FARGO & COMPANY/MN 40,989 689,000 3.31%
11 Invesco Ltd. 36,616 615,000 2.96%
12 AMERICAN INTERNATIONAL GROUP, INC. 35,204 591,433 2.84%
13 RAYMOND JAMES & ASSOCIATES 26,272 441,000 2.12%
14 Capital Investment Advisors, LLC 17,645 296,000 1.42%
15 DEUTSCHE BANK AG\ 13,770 231,000 1.11%
16 DOLIVER ADVISORS, LP 12,199 205,000 0.99%
17 NATIONAL PLANNING CORP 10,840 180,000 0.87%
18 WOLVERINE ASSET MANAGEMENT LLC 5,403 90,000 0.43%
19 Sandy Spring Bank 5,270 89,000 0.43%
20 Advisors Asset Management, Inc. 3,507 59,000 0.28%
21 AMERIPRISE FINANCIAL INC 2,325 39,000 0.19%
22 US BANCORP \DE\ 1,000 17,000 0.08%
23 Kistler-Tiffany Companies, LLC 1,000 17,000 0.08%
24 Regal Investment Advisors LLC 1,000 17,000 0.08%
25 CITIGROUP INC 900 15,000 0.07%
26 FIFTH THIRD BANCORP 710 12,000 0.06%
27 D.A. DAVIDSON & CO. 251 4,000 0.02%
28 Ground Swell Capital, LLC 200 3,000 0.01%
29 Tower Research Capital LLC (TRC) 187 3,000 0.01%
30 Pinnacle Summer Investments, Inc. 200 3,000 0.01%
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 98 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.