| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,481,942 | 12,448,000 | 31.08% | ||
| 2 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 757,455 | 6,363,000 | 15.89% | ||
| 3 | MORGAN STANLEY | 587,591 | 4,936,000 | 12.33% | ||
| 4 | Invesco Ltd. | 518,596 | 4,356,000 | 10.88% | ||
| 5 | WELLS FARGO & COMPANY/MN | 458,861 | 3,855,000 | 9.63% | ||
| 6 | Shaker Financial Services, LLC | 205,037 | 1,722,000 | 4.30% | ||
| 7 | OARSMAN CAPITAL, INC. | 124,156 | 1,043,000 | 2.60% | ||
| 8 | UBS AG | 110,873 | 932,000 | 2.33% | ||
| 9 | LPL Financial LLC | 108,404 | 910,000 | 2.27% | ||
| 10 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 86,357 | 725,000 | 1.81% | ||
| 11 | AQR CAPITAL MANAGEMENT LLC | 53,993 | 454,000 | 1.13% | ||
| 12 | Private Advisor Group, LLC | 50,827 | 427,000 | 1.07% | ||
| 13 | Virtu KCG Holdings LLC | 41,546 | 349,000 | 0.87% | ||
| 14 | Ancora Advisors LLC | 28,000 | 235,000 | 0.59% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 26,690 | 224,000 | 0.56% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 24,829 | 209,000 | 0.52% | ||
| 17 | M&T BANK CORP | 22,175 | 186,000 | 0.46% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 17,618 | 148,000 | 0.37% | ||
| 19 | OPPENHEIMER & CO INC | 15,800 | 133,000 | 0.33% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 12,534 | 105,286 | 0.26% | ||
| 21 | OPTIMUM INVESTMENT ADVISORS | 11,275 | 95,000 | 0.24% | ||
| 22 | BECK MACK & OLIVER LLC | 10,810 | 91,000 | 0.23% | ||
| 23 | NEW ENGLAND SECURITIES CORP /MA/ | 4,000 | 34,000 | 0.08% | ||
| 24 | ROYAL BANK OF CANADA | 1,997 | 17,000 | 0.04% | ||
| 25 | Tower Research Capital LLC (TRC) | 1,940 | 16,000 | 0.04% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 13,000 | 0.03% | ||
| 27 | MSI Financial Services Inc | 1,000 | 8,000 | 0.02% | ||
| 28 | NEXT Financial Group, Inc | 1,000 | 8,000 | 0.02% | ||
| 29 | CITIGROUP INC | 685 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
