| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 2,906,606 | 22,613,000 | 36.81% | ||
| 2 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,398,091 | 10,877,000 | 17.70% | ||
| 3 | Karpus Management, Inc. | 1,096,294 | 8,529,000 | 13.88% | ||
| 4 | Invesco Ltd. | 651,298 | 5,067,000 | 8.25% | ||
| 5 | MORGAN STANLEY | 466,702 | 3,630,000 | 5.91% | ||
| 6 | WELLS FARGO & COMPANY/MN | 242,973 | 1,890,000 | 3.08% | ||
| 7 | UBS Group AG | 211,335 | 1,644,000 | 2.68% | ||
| 8 | ADVISOR GROUP, INC. | 199,606 | 1,554,000 | 2.53% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 127,346 | 991,000 | 1.61% | ||
| 10 | LPL Financial LLC | 115,142 | 896,000 | 1.46% | ||
| 11 | Private Advisor Group, LLC | 97,487 | 758,000 | 1.23% | ||
| 12 | OARSMAN CAPITAL, INC. | 71,295 | 555,000 | 0.90% | ||
| 13 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 62,907 | 489,000 | 0.80% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 55,163 | 429,000 | 0.70% | ||
| 15 | STIFEL FINANCIAL CORP | 31,627 | 246,000 | 0.40% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 30,261 | 235,000 | 0.38% | ||
| 17 | Cambridge Investment Research Advisors, Inc. | 22,798 | 177,000 | 0.29% | ||
| 18 | M&T BANK CORP | 22,320 | 174,000 | 0.28% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 20,747 | 161,000 | 0.26% | ||
| 20 | REGENTATLANTIC CAPITAL LLC | 13,295 | 103,000 | 0.17% | ||
| 21 | OPTIMUM INVESTMENT ADVISORS | 12,798 | 100,000 | 0.16% | ||
| 22 | MSI Financial Services Inc | 10,200 | 79,000 | 0.13% | ||
| 23 | ROYAL BANK OF CANADA | 8,550 | 66,000 | 0.11% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,325 | 65,000 | 0.11% | ||
| 25 | Creative Planning | 7,870 | 61,000 | 0.10% | ||
| 26 | Klingman & Associates, LLC | 2,556 | 20,000 | 0.03% | ||
| 27 | CITIGROUP INC | 2,177 | 17,000 | 0.03% | ||
| 28 | GENEOS WEALTH MANAGEMENT INC. | 1,000 | 7,000 | 0.01% | ||
| 29 | IFP ADVISORS, INC | 294 | 2,000 | 0.00% | ||
| 30 | SEI INVESTMENTS CO | 18 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
