| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 2,570,794 | 19,795,000 | 32.03% | ||
| 2 | Karpus Management, Inc. | 1,637,086 | 12,606,000 | 20.40% | ||
| 3 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 1,418,557 | 10,923,000 | 17.68% | ||
| 4 | Invesco Ltd. | 630,358 | 4,854,000 | 7.86% | ||
| 5 | MORGAN STANLEY | 467,228 | 3,597,000 | 5.82% | ||
| 6 | WELLS FARGO & COMPANY/MN | 252,167 | 1,941,000 | 3.14% | ||
| 7 | ADVISOR GROUP, INC. | 208,548 | 1,606,000 | 2.60% | ||
| 8 | UBS Group AG | 200,168 | 1,541,000 | 2.49% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 120,450 | 927,000 | 1.50% | ||
| 10 | LPL Financial LLC | 110,542 | 852,000 | 1.38% | ||
| 11 | Private Advisor Group, LLC | 97,487 | 762,000 | 1.23% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 58,136 | 448,000 | 0.72% | ||
| 13 | OARSMAN CAPITAL, INC. | 44,782 | 345,000 | 0.56% | ||
| 14 | Confluence Wealth Management LLC | 32,534 | 251,000 | 0.41% | ||
| 15 | STIFEL FINANCIAL CORP | 24,821 | 192,000 | 0.31% | ||
| 16 | Cambridge Investment Research Advisors, Inc. | 23,463 | 181,000 | 0.29% | ||
| 17 | M&T BANK CORP | 22,175 | 171,000 | 0.28% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 18,533 | 143,000 | 0.23% | ||
| 19 | REGENTATLANTIC CAPITAL LLC | 13,295 | 102,000 | 0.17% | ||
| 20 | OPTIMUM INVESTMENT ADVISORS | 13,010 | 100,000 | 0.16% | ||
| 21 | MILLENNIUM MANAGEMENT LLC | 11,077 | 85,000 | 0.14% | ||
| 22 | MSI Financial Services Inc | 10,200 | 79,000 | 0.13% | ||
| 23 | AMERICAN CAPITAL MANAGEMENT INC | 10,000 | 77,000 | 0.12% | ||
| 24 | ROYAL BANK OF CANADA | 9,153 | 70,000 | 0.11% | ||
| 25 | Creative Planning | 6,970 | 54,000 | 0.09% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,325 | 49,000 | 0.08% | ||
| 27 | CITIGROUP INC | 2,773 | 22,000 | 0.04% | ||
| 28 | GENEOS WEALTH MANAGEMENT INC. | 1,000 | 7,000 | 0.01% | ||
| 29 | Cable Hill Partners, LLC | 890 | 7,000 | 0.01% | ||
| 30 | Ancora Advisors LLC | 730 | 6,000 | 0.01% | ||
| 31 | IFP ADVISORS, INC | 294 | 2,000 | 0.00% | ||
| 32 | SEI INVESTMENTS CO | 18 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
