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MANNKIND CORPORATION
MANNKIND CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 180 Institutional holders with a total value of $72,309,499.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SEI INVESTMENTS CO 125 0 0.00%
2 Creative Planning 3,000 0 0.00% Call
3 EQUITEC SPECIALISTS, LLC 100 0 0.00%
4 HAP Trading, LLC 15,000 0 0.00% Call
5 PNC FINANCIAL SERVICES GROUP, INC. 300 0 0.00%
6 Cetera Advisors LLC 500 0 0.00% Call
7 Stevens First Principles Investment Advisors 5,000 0 0.00% Call
8 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 400 0 0.00%
9 Allworth Financial LP 500 0 0.00%
10 EXANE DERIVATIVES 40 25 0.00%
11 NEXT Financial Group, Inc 1,450 1,000 0.00%
12 PEDDOCK CAPITAL ADVISORS, LLC 1,000 1,000 0.00%
13 Glassman Wealth Services 1,000 1,000 0.00%
14 KRILOGY FINANCIAL LLC 1,000 1,000 0.00%
15 Sandy Spring Bank 1,000 1,000 0.00%
16 Thomas J. Herzfeld Advisors, Inc. 1,000 1,000 0.00%
17 VALLEY NATIONAL ADVISERS INC 1,300 1,000 0.00%
18 PEOPLES FINANCIAL SERVICES CORP. 1,200 1,000 0.00%
19 INTEGRATED WEALTH MANAGEMENT 2,000 1,000 0.00%
20 BRAVE ASSET MANAGEMENT INC 2,000 1,000 0.00%
21 WESPAC ADVISORS SOCAL, LLC 3,200 1,984 0.00%
22 Cordasco Financial Network 2,000 2,000 0.00%
23 ATWOOD & PALMER INC 4,000 2,000 0.00%
24 Brick & Kyle, Associates 4,250 3,000 0.00%
25 FIFTH THIRD BANCORP 5,205 3,000 0.00%
26 WHITTIER TRUST CO 6,542 4,000 0.01%
27 MARSHALL & SULLIVAN INC /WA/ 6,447 4,000 0.01%
28 Compagnie Lombard Odier SCmA 7,797 5,000 0.01%
29 Zurcher Kantonalbank (Zurich Cantonalbank) 7,750 5,000 0.01%
30 STIFEL FINANCIAL CORP 10,150 5,000 0.01%
31 Financial Architects, Inc 8,150 5,000 0.01%
32 Ironwood Investment Counsel, LLC 10,000 6,000 0.01%
33 Plante Moran Financial Advisors, LLC 10,200 6,000 0.01%
34 Mirae Asset Global Investments Co., Ltd. 10,390 6,000 0.01%
35 Atria Investments, Inc 10,000 6,000 0.01%
36 JANUS HENDERSON INVESTORS US LLC 10,940 7,000 0.01%
37 First Allied Advisory Services, Inc. 10,637 7,000 0.01%
38 GUGGENHEIM CAPITAL LLC 11,003 7,000 0.01%
39 EP Wealth Advisors, LLC 11,335 7,000 0.01%
40 First Heartland Consultants, Inc. 12,250 8,000 0.01%
41 THOMPSON INVESTMENT MANAGEMENT, INC. 13,035 8,000 0.01%
42 ZWJ INVESTMENT COUNSEL INC 15,000 9,000 0.01%
43 Cetera Advisors LLC 14,750 9,000 0.01%
44 CIBC Asset Management Inc 14,540 9,000 0.01%
45 Virtu KCG Holdings LLC 14,524 9,000 0.01%
46 PROFUND ADVISORS LLC 16,074 10,000 0.01%
47 MSI Financial Services Inc 15,330 10,000 0.01%
48 NATIONAL PLANNING CORP 23,736 10,000 0.01%
49 NATIXIS 17,000 11,000 0.02%
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 18,000 11,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.