| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OppenheimerFunds, Inc. | 4,462,498 | 166,407,000 | 45.69% | ||
| 2 | KAYNE ANDERSON CAPITAL ADVISORS LP | 490,800 | 18,302,000 | 5.03% | ||
| 3 | UBS AG | 338,559 | 12,624,000 | 3.47% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 320,245 | 11,941,000 | 3.28% | ||
| 5 | MASON STREET ADVISORS, LLC | 260,000 | 9,695,000 | 2.66% | ||
| 6 | CREDIT SUISSE AG/ | 251,521 | 9,379,000 | 2.58% | ||
| 7 | Center Coast Capital Advisors, LP | 227,703 | 8,491,000 | 2.33% | ||
| 8 | UBS AG | 192,300 | 7,171,000 | 1.97% | Put | |
| 9 | FIRST TRUST ADVISORS LP | 183,487 | 6,842,000 | 1.88% | ||
| 10 | MORGAN STANLEY | 159,333 | 5,942,000 | 1.63% | ||
| 11 | ALBERT D MASON INC | 144,155 | 5,376,000 | 1.48% | ||
| 12 | Third Security, LLC | 141,800 | 5,288,000 | 1.45% | ||
| 13 | Advisors Capital Management, LLC | 128,298 | 4,784,000 | 1.31% | ||
| 14 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 123,799 | 4,616,000 | 1.27% | ||
| 15 | Adams Asset Advisors, LLC | 114,500 | 4,269,000 | 1.17% | ||
| 16 | Grace Capital | 106,130 | 3,958,000 | 1.09% | ||
| 17 | Pinnacle Holdings, LLC | 104,862 | 3,910,304 | 1.07% | SH | |
| 18 | ROYAL BANK OF CANADA | 102,937 | 3,838,000 | 1.05% | ||
| 19 | DEUTSCHE BANK AG\ | 98,800 | 3,683,000 | 1.01% | ||
| 20 | RENAISSANCE TECHNOLOGIES LLC | 98,700 | 3,681,000 | 1.01% | ||
| 21 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 95,000 | 3,543,000 | 0.97% | ||
| 22 | GUGGENHEIM CAPITAL LLC | 93,418 | 3,484,000 | 0.96% | ||
| 23 | COHEN & STEERS, INC. | 87,623 | 3,267,000 | 0.90% | ||
| 24 | Bollard Group LLC | 76,775 | 2,863,000 | 0.79% | ||
| 25 | Commonwealth Equity Services, Inc | 74,992 | 2,796,000 | 0.77% | ||
| 26 | JANE STREET GROUP, LLC | 72,030 | 2,686,000 | 0.74% | ||
| 27 | HITE Hedge Asset Management LLC | 61,317 | 2,287,000 | 0.63% | ||
| 28 | BARCLAYS PLC | 60,473 | 2,238,000 | 0.61% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 59,708 | 2,227,000 | 0.61% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 58,100 | 2,167,000 | 0.60% | Put | |
| 31 | Trust Asset Management LLC | 52,414 | 2,158,000 | 0.59% | ||
| 32 | Raymond James Financial Services Advisors, Inc. | 54,326 | 2,026,000 | 0.56% | ||
| 33 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 53,919 | 2,011,000 | 0.55% | ||
| 34 | Texas Yale Capital Corp. | 53,000 | 1,976,000 | 0.54% | ||
| 35 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 51,500 | 1,920,000 | 0.53% | ||
| 36 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 49,410 | 1,843,000 | 0.51% | ||
| 37 | STEPHENS INC /AR/ | 43,449 | 1,620,000 | 0.44% | ||
| 38 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 42,400 | 1,581,000 | 0.43% | Call | |
| 39 | Bank of New York Mellon Corp | 38,560 | 1,438,000 | 0.39% | ||
| 40 | BARD ASSOCIATES INC | 37,665 | 1,405,000 | 0.39% | PRN | |
| 41 | WELLS FARGO & COMPANY/MN | 37,001 | 1,380,000 | 0.38% | ||
| 42 | PEAK6 Group LLC | 36,897 | 1,376,000 | 0.38% | ||
| 43 | Stanley-Laman Group, Ltd. | 34,866 | 1,300,000 | 0.36% | ||
| 44 | Arrow Investment Advisors, LLC | 31,411 | 1,171,000 | 0.32% | ||
| 45 | TPH Asset Management, LLC | 30,027 | 1,120,000 | 0.31% | ||
| 46 | Advisors Asset Management, Inc. | 23,055 | 860,000 | 0.24% | ||
| 47 | WESTPORT RESOURCES MANAGEMENT INC | 19,351 | 722,000 | 0.20% | ||
| 48 | GOLDMAN SACHS GROUP INC | 18,804 | 701,000 | 0.19% | ||
| 49 | Sippican Capital Advisors | 15,825 | 590,000 | 0.16% | ||
| 50 | TPH Asset Management, LLC | 15,600 | 582,000 | 0.16% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
