| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OppenheimerFunds, Inc. | 4,550,303 | 111,027,000 | 39.52% | ||
| 2 | River Road Asset Management, LLC | 690,915 | 16,858,000 | 6.00% | ||
| 3 | Center Coast Capital Advisors, LP | 668,483 | 16,311,000 | 5.81% | ||
| 4 | UBS Group AG | 625,063 | 15,251,000 | 5.43% | ||
| 5 | JPMORGAN CHASE & CO | 453,676 | 11,070,000 | 3.94% | ||
| 6 | UBS Group AG | 399,000 | 9,736,000 | 3.47% | Put | |
| 7 | BANK OF AMERICA CORP /DE/ | 297,884 | 7,268,000 | 2.59% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 257,461 | 6,282,000 | 2.24% | ||
| 9 | Global X Management CO LLC | 231,939 | 5,659,000 | 2.01% | ||
| 10 | Bollard Group LLC | 228,222 | 5,569,000 | 1.98% | ||
| 11 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 194,947 | 4,757,000 | 1.69% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 192,249 | 4,690,000 | 1.67% | ||
| 13 | Adams Asset Advisors, LLC | 173,108 | 4,223,000 | 1.50% | ||
| 14 | MORGAN STANLEY | 169,788 | 4,143,000 | 1.47% | ||
| 15 | CREDIT SUISSE AG/ | 163,309 | 3,985,000 | 1.42% | ||
| 16 | Advisors Capital Management, LLC | 148,608 | 3,626,000 | 1.29% | ||
| 17 | GOLDMAN SACHS GROUP INC | 148,266 | 3,618,000 | 1.29% | ||
| 18 | Third Security, LLC | 141,800 | 3,460,000 | 1.23% | ||
| 19 | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | 130,000 | 3,172,000 | 1.13% | ||
| 20 | Rafferty Asset Management, LLC | 120,571 | 2,942,000 | 1.05% | ||
| 21 | Commonwealth Equity Services, Inc | 107,723 | 2,628,000 | 0.94% | ||
| 22 | COHEN & STEERS, INC. | 85,000 | 2,074,000 | 0.74% | ||
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 76,700 | 1,871,000 | 0.67% | Call | |
| 24 | Pinnacle Holdings, LLC | 64,452 | 1,572,629 | 0.56% | SH | |
| 25 | BARCLAYS PLC | 64,656 | 1,552,000 | 0.55% | ||
| 26 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 62,500 | 1,525,000 | 0.54% | Put | |
| 27 | Texas Yale Capital Corp. | 62,125 | 1,516,000 | 0.54% | ||
| 28 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 59,619 | 1,455,000 | 0.52% | ||
| 29 | ROYAL BANK OF CANADA | 59,582 | 1,454,000 | 0.52% | ||
| 30 | Advisors Asset Management, Inc. | 59,304 | 1,447,000 | 0.52% | ||
| 31 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 54,300 | 1,325,000 | 0.47% | ||
| 32 | CITIGROUP INC | 52,272 | 1,276,000 | 0.45% | ||
| 33 | Northwest & Ethical Investments L.P. | 48,404 | 1,181,056 | 0.42% | ||
| 34 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 45,640 | 1,114,000 | 0.40% | ||
| 35 | WELLS FARGO & COMPANY/MN | 43,881 | 1,071,000 | 0.38% | ||
| 36 | Arrow Investment Advisors, LLC | 41,969 | 1,024,000 | 0.36% | ||
| 37 | POINTE CAPITAL MANAGEMENT LLC | 36,987 | 902,000 | 0.32% | ||
| 38 | ALBERT D MASON INC | 36,108 | 881,000 | 0.31% | ||
| 39 | BARD ASSOCIATES INC | 35,495 | 866,000 | 0.31% | PRN | |
| 40 | GSA CAPITAL PARTNERS LLP | 31,989 | 781,000 | 0.28% | ||
| 41 | Stanley-Laman Group, Ltd. | 28,118 | 686,000 | 0.24% | ||
| 42 | Aston Asset Management, LLC | 26,664 | 651,000 | 0.23% | ||
| 43 | Raymond James Financial Services Advisors, Inc. | 21,420 | 523,000 | 0.19% | ||
| 44 | Sippican Capital Advisors | 18,397 | 449,000 | 0.16% | ||
| 45 | STATE STREET CORP | 17,591 | 429,000 | 0.15% | ||
| 46 | Winslow, Evans & Crocker, Inc. | 17,026 | 415,386 | 0.15% | ||
| 47 | ADVISORY RESEARCH INC | 16,940 | 413,000 | 0.15% | ||
| 48 | AQR ARBITRAGE LLC | 15,077 | 368,000 | 0.13% | ||
| 49 | STIFEL FINANCIAL CORP | 15,025 | 366,000 | 0.13% | ||
| 50 | Grace Capital | 11,661 | 364,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
