| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OppenheimerFunds, Inc. | 4,542,478 | 160,985,000 | 39.92% | ||
| 2 | JPMORGAN CHASE & CO | 537,941 | 19,065,000 | 4.73% | ||
| 3 | UBS Group AG | 537,578 | 19,052,000 | 4.72% | ||
| 4 | FIRST TRUST ADVISORS LP | 380,200 | 13,474,000 | 3.34% | ||
| 5 | UBS Group AG | 358,800 | 12,716,000 | 3.15% | Put | |
| 6 | BANK OF AMERICA CORP /DE/ | 318,488 | 11,287,000 | 2.80% | ||
| 7 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 269,149 | 9,538,000 | 2.37% | ||
| 8 | MORGAN STANLEY | 261,479 | 9,267,000 | 2.30% | ||
| 9 | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | 260,000 | 9,214,000 | 2.28% | ||
| 10 | Center Coast Capital Advisors, LP | 252,532 | 8,950,000 | 2.22% | ||
| 11 | CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC | 228,350 | 8,093,000 | 2.01% | ||
| 12 | Global X Management CO LLC | 202,879 | 7,190,000 | 1.78% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 184,122 | 6,525,000 | 1.62% | ||
| 14 | Bollard Group LLC | 180,784 | 6,407,000 | 1.59% | ||
| 15 | Adams Asset Advisors, LLC | 152,921 | 5,419,000 | 1.34% | ||
| 16 | CREDIT SUISSE AG/ | 151,767 | 5,378,000 | 1.33% | ||
| 17 | Third Security, LLC | 141,800 | 5,025,000 | 1.25% | ||
| 18 | Advisors Capital Management, LLC | 133,170 | 4,720,000 | 1.17% | ||
| 19 | ROYAL BANK OF CANADA | 124,582 | 4,415,000 | 1.09% | ||
| 20 | Rafferty Asset Management, LLC | 113,310 | 4,016,000 | 1.00% | ||
| 21 | Commonwealth Equity Services, Inc | 112,751 | 3,996,000 | 0.99% | ||
| 22 | GOLDMAN SACHS GROUP INC | 99,122 | 3,513,000 | 0.87% | ||
| 23 | ALBERT D MASON INC | 91,853 | 3,255,000 | 0.81% | ||
| 24 | CITIGROUP INC | 90,382 | 3,203,000 | 0.79% | ||
| 25 | COHEN & STEERS, INC. | 85,000 | 3,012,000 | 0.75% | ||
| 26 | COHEN & STEERS CAPITAL MANAGEMENT INC | 85,000 | 3,012,000 | 0.75% | ||
| 27 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 80,000 | 2,835,000 | 0.70% | Put | |
| 28 | FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | 77,000 | 2,729,000 | 0.68% | ||
| 29 | Trust Asset Management LLC | 75,567 | 2,678,000 | 0.66% | ||
| 30 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 69,400 | 2,460,000 | 0.61% | Call | |
| 31 | PEAK6 Group LLC | 67,400 | 2,389,000 | 0.59% | Put | |
| 32 | Pinnacle Holdings, LLC | 65,732 | 2,329,542 | 0.58% | SH | |
| 33 | BARCLAYS PLC | 65,896 | 2,306,000 | 0.57% | ||
| 34 | Texas Yale Capital Corp. | 61,700 | 2,187,000 | 0.54% | ||
| 35 | SPIRIT OF AMERICA MANAGEMENT CORP/NY | 59,619 | 2,113,000 | 0.52% | ||
| 36 | WELLS FARGO & COMPANY/MN | 59,422 | 2,107,000 | 0.52% | ||
| 37 | RAYMOND JAMES & ASSOCIATES | 57,258 | 2,029,000 | 0.50% | ||
| 38 | Raymond James Financial Services Advisors, Inc. | 55,408 | 1,964,000 | 0.49% | ||
| 39 | Arrow Investment Advisors, LLC | 51,656 | 1,831,000 | 0.45% | ||
| 40 | Grace Capital | 45,402 | 1,609,000 | 0.40% | ||
| 41 | Advisors Asset Management, Inc. | 45,258 | 1,604,000 | 0.40% | ||
| 42 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 51,500 | 1,583,000 | 0.39% | ||
| 43 | Stanley-Laman Group, Ltd. | 37,323 | 1,323,000 | 0.33% | ||
| 44 | BARD ASSOCIATES INC | 36,925 | 1,309,000 | 0.32% | PRN | |
| 45 | ADVISORY RESEARCH INC | 28,000 | 993,000 | 0.25% | ||
| 46 | STEPHENS INC /AR/ | 26,546 | 941,000 | 0.23% | ||
| 47 | WESTPORT RESOURCES MANAGEMENT INC | 23,811 | 844,000 | 0.21% | ||
| 48 | NORTHERN TRUST CORP | 22,535 | 799,000 | 0.20% | ||
| 49 | Winslow, Evans & Crocker, Inc. | 18,630 | 660,214 | 0.16% | ||
| 50 | Sippican Capital Advisors | 18,230 | 646,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
