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MATTSON TECHNOLOGY INC
MATTSON TECHNOLOGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 84 Institutional holders with a total value of $198,939,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERIPRISE FINANCIAL INC 13,453,947 49,107,000 24.68%
2 PARADIGM CAPITAL MANAGEMENT INC/NY 5,544,655 20,238,000 10.17%
3 FRONTIER CAPITAL MANAGEMENT CO LLC 3,458,458 12,623,000 6.35%
4 DONALD SMITH & CO., INC. 3,029,460 11,058,000 5.56%
5 Firsthand Capital Management, Inc. 2,880,000 10,512,000 5.28%
6 VANGUARD GROUP INC 2,597,012 9,479,000 4.76%
7 BlackRock Institutional Trust Company, N.A. 2,113,715 7,715,000 3.88%
8 BlackRock Fund Advisors 1,928,379 7,039,000 3.54%
9 Adirondack Research & Management Inc. 1,623,458 5,926,000 2.98%
10 DIMENSIONAL FUND ADVISORS LP 1,442,469 5,265,000 2.65%
11 OXFORD ASSET MANAGEMENT LLP 1,313,002 4,792,000 2.41%
12 KENNEDY CAPITAL MANAGEMENT LLC 1,262,960 4,610,000 2.32%
13 CREDIT SUISSE AG/ 1,062,120 3,876,000 1.95%
14 Hood River Capital Management LLC 987,234 3,603,000 1.81%
15 STATE STREET CORP 955,985 3,489,000 1.75%
16 ROYCE & ASSOCIATES LP 927,818 3,387,000 1.70%
17 NORTHERN TRUST CORP 810,493 2,958,000 1.49%
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 731,200 2,669,000 1.34%
19 SG Americas Securities, LLC 711,951 2,599,000 1.31%
20 GLG Partners LP 600,000 2,190,000 1.10%
21 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 557,726 2,036,000 1.02%
22 GEODE CAPITAL MANAGEMENT, LLC 499,561 1,823,000 0.92%
23 GLG LLC 455,197 1,661,000 0.83%
24 Bank of New York Mellon Corp 364,166 1,330,000 0.67%
25 D. E. Shaw & Co., Inc. 298,848 1,091,000 0.55%
26 CAPSTONE INVESTMENT ADVISORS, LLC 281,153 1,026,000 0.52%
27 MORGAN STANLEY 279,143 1,019,000 0.51%
28 UBS Group AG 276,400 1,009,000 0.51%
29 Ancora Advisors LLC 267,981 978,000 0.49%
30 WOLVERINE ASSET MANAGEMENT LLC 267,104 974,000 0.49%
31 BlackRock Investment Management, LLC 265,775 970,000 0.49%
32 PEAK6 Group LLC 250,000 913,000 0.46%
33 TIAA CREF INVESTMENT MANAGEMENT LLC 228,194 833,000 0.42%
34 TANAKA CAPITAL MANAGEMENT INC 212,975 777,000 0.39%
35 OppenheimerFunds, Inc. 207,753 758,000 0.38%
36 Kassirer Asset Management Corp 200,697 733,000 0.37%
37 OMERS ADMINISTRATION Corp 181,000 661,000 0.33%
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 158,590 579,000 0.29%
39 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 154,885 565,000 0.28%
40 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 131,254 480,000 0.24%
41 TEACHERS ADVISORS, LLC 108,570 396,000 0.20%
42 BOKF, NA 89,524 327,000 0.16%
43 MENTA CAPITAL LLC 88,990 325,000 0.16%
44 AQR CAPITAL MANAGEMENT LLC 79,774 292,000 0.15%
45 PRICE T ROWE ASSOCIATES INC /MD/ 79,443 290,000 0.15%
46 RHUMBLINE ADVISERS 75,269 275,000 0.14%
47 NEW YORK STATE COMMON RETIREMENT FUND 68,200 249,000 0.13%
48 CITIGROUP INC 66,600 243,000 0.12%
49 GUGGENHEIM CAPITAL LLC 64,777 236,000 0.12%
50 AMERICAN INTERNATIONAL GROUP, INC. 59,849 219,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.