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MATTSON TECHNOLOGY INC
MATTSON TECHNOLOGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 69 Institutional holders with a total value of $108,929,927.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PARADIGM CAPITAL MANAGEMENT INC/NY 4,405,200 10,881,000 9.99%
2 AMERIPRISE FINANCIAL INC 3,998,308 9,875,000 9.07%
3 Firsthand Capital Management, Inc. 3,280,000 8,102,000 7.44%
4 DONALD SMITH & CO., INC. 3,012,550 7,441,000 6.83%
5 Invicta Capital Management, LLC 2,850,700 7,041,000 6.46%
6 PUTNAM INVESTMENTS LLC 2,327,400 5,749,000 5.28%
7 Adirondack Research & Management Inc. 2,321,769 5,735,000 5.26%
8 Hood River Capital Management LLC 2,094,432 5,173,000 4.75%
9 ROYCE & ASSOCIATES LP 1,893,000 4,676,000 4.29%
10 BlackRock Institutional Trust Company, N.A. 1,829,225 4,518,000 4.15%
11 VANGUARD GROUP INC 1,807,244 4,464,000 4.10%
12 Crosspoint Capital Strategies, LLC 1,064,161 2,628,000 2.41%
13 KENNEDY CAPITAL MANAGEMENT LLC 1,038,394 2,565,000 2.35%
14 Catalyst Capital Advisors LLC 995,000 2,457,000 2.26%
15 FEDERATED HERMES, INC. 926,291 2,288,000 2.10%
16 TFS CAPITAL LLC 920,885 2,275,000 2.09%
17 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 850,000 2,100,000 1.93%
18 BRIGHTFIELD CAPITAL MANAGEMENT LLC 825,000 2,038,000 1.87%
19 KEANE CAPITAL MANAGEMENT INC 769,166 1,900,000 1.74%
20 Senvest Management, LLC 715,868 1,768,000 1.62%
21 Nationwide Fund Advisors 519,941 1,284,000 1.18%
22 FULLER & THALER ASSET MANAGEMENT, INC. 496,600 1,227,000 1.13%
23 DIMENSIONAL FUND ADVISORS LP 437,161 1,080,000 0.99%
24 CITADEL ADVISORS LLC 433,771 1,071,000 0.98%
25 EAGLE ASSET MANAGEMENT INC 411,155 1,015,000 0.93%
26 TANAKA CAPITAL MANAGEMENT INC 373,249 956,000 0.88%
27 ESSEX INVESTMENT MANAGEMENT CO LLC 381,960 943,000 0.87%
28 MUNDER CAPITAL MANAGEMENT 346,010 855,000 0.78%
29 GEODE CAPITAL MANAGEMENT, LLC 342,397 845,000 0.78%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 289,100 714,000 0.66%
31 BlackRock Fund Advisors 209,945 519,000 0.48%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 154,885 383,000 0.35%
33 RAYMOND JAMES & ASSOCIATES 141,995 351,000 0.32%
34 NORTHERN TRUST CORP 137,463 340,000 0.31%
35 REGIONS FINANCIAL CORP 135,188 334,000 0.31%
36 PARAMETRIC PORTFOLIO ASSOCIATES LLC 122,332 302,000 0.28%
37 AQR CAPITAL MANAGEMENT LLC 120,168 297,000 0.27%
38 COWEN INC. 110,000 272,000 0.25%
39 AMERICAN INTERNATIONAL GROUP, INC. 109,282 269,927 0.25%
40 SUNTRUST BANKS INC 102,290 252,000 0.23%
41 ALGERT GLOBAL LLC 87,122 215,000 0.20%
42 MILLENNIUM MANAGEMENT LLC 82,902 205,000 0.19%
43 PRICE T ROWE ASSOCIATES INC /MD/ 79,243 196,000 0.18%
44 D. E. Shaw & Co., Inc. 77,095 190,000 0.17%
45 JPMORGAN CHASE & CO 76,023 188,000 0.17%
46 Bank of New York Mellon Corp 67,154 166,000 0.15%
47 DIALECTIC CAPITAL MANAGEMENT, LP 44,039 109,000 0.10%
48 Connor, Clark & Lunn Investment Management Ltd. 38,700 96,000 0.09%
49 STATE STREET CORP 35,887 88,000 0.08%
50 GOLDMAN SACHS GROUP INC 32,305 80,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.