| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 24,000,000 | 23,700,000 | 41.44% | PRN | |
| 2 | ZAZOVE ASSOCIATES LLC | 14,708,000 | 14,524,000 | 25.39% | PRN | |
| 3 | TD ASSET MANAGEMENT INC | 9,984,000 | 10,071,000 | 17.61% | ||
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 2,500,000 | 2,482,000 | 4.34% | PRN | |
| 5 | GABELLI FUNDS LLC | 2,000,000 | 2,001,000 | 3.50% | PRN | |
| 6 | Mohican Financial Management, LLC | 2,000,000 | 1,998,000 | 3.49% | ||
| 7 | North Star Investment Management Corp. | 1,299,000 | 1,297,000 | 2.27% | ||
| 8 | Kellner Capital, LLC | 660,000 | 666,000 | 1.16% | PRN | |
| 9 | CREDIT SUISSE AG/ | 245,000 | 245,000 | 0.43% | PRN | |
| 10 | SEI INVESTMENTS CO | 137,000 | 137,000 | 0.24% | ||
| 11 | MORGAN STANLEY | 46,000 | 46,000 | 0.08% | PRN | |
| 12 | TDAM USA INC. | 16,000 | 16,000 | 0.03% | ||
| 13 | Mariner, LLC | 15,000 | 15,000 | 0.03% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
