| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 24,000,000 | 22,800,000 | 49.26% | PRN | |
| 2 | TD ASSET MANAGEMENT INC | 9,984,000 | 9,460,000 | 20.44% | ||
| 3 | ZAZOVE ASSOCIATES LLC | 4,858,000 | 4,664,000 | 10.08% | PRN | |
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 2,500,000 | 2,412,000 | 5.21% | PRN | |
| 5 | GABELLI FUNDS LLC | 2,000,000 | 1,905,000 | 4.12% | PRN | |
| 6 | Mohican Financial Management, LLC | 2,000,000 | 1,875,000 | 4.05% | ||
| 7 | North Star Investment Management Corp. | 1,374,000 | 1,289,000 | 2.79% | ||
| 8 | Jefferies Group LLC | 850,000 | 803,000 | 1.74% | PRN | |
| 9 | Kellner Capital, LLC | 660,000 | 625,000 | 1.35% | PRN | |
| 10 | CREDIT SUISSE AG/ | 245,000 | 230,000 | 0.50% | PRN | |
| 11 | SEI INVESTMENTS CO | 137,000 | 128,000 | 0.28% | ||
| 12 | MORGAN STANLEY | 66,000 | 62,000 | 0.13% | PRN | |
| 13 | TDAM USA INC. | 16,000 | 15,000 | 0.03% | ||
| 14 | Mariner, LLC | 15,000 | 14,000 | 0.03% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
