| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 24,000,000 | 23,700,000 | 55.46% | PRN | |
| 2 | TD ASSET MANAGEMENT INC | 9,984,000 | 9,859,000 | 23.07% | ||
| 3 | OAKTREE CAPITAL MANAGEMENT LP | 2,542,000 | 2,514,000 | 5.88% | PRN | |
| 4 | GABELLI FUNDS LLC | 2,250,000 | 2,227,000 | 5.21% | PRN | |
| 5 | Mohican Financial Management, LLC | 2,000,000 | 1,965,000 | 4.60% | ||
| 6 | Kellner Capital, LLC | 1,160,000 | 1,146,000 | 2.68% | PRN | |
| 7 | North Star Investment Management Corp. | 924,000 | 908,000 | 2.12% | ||
| 8 | CREDIT SUISSE AG/ | 245,000 | 241,000 | 0.56% | PRN | |
| 9 | SEI INVESTMENTS CO | 137,000 | 135,000 | 0.32% | ||
| 10 | TDAM USA INC. | 16,000 | 16,000 | 0.04% | ||
| 11 | Mariner, LLC | 15,000 | 15,000 | 0.04% | PRN | |
| 12 | MORGAN STANLEY | 5,000 | 5,000 | 0.01% | PRN | |
| 13 | WELLS FARGO & COMPANY/MN | 5,000 | 5,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
