| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,000 | 5,000 | 0.01% | PRN | |
| 2 | Mariner, LLC | 15,000 | 14,000 | 0.03% | PRN | |
| 3 | TDAM USA INC. | 16,000 | 15,000 | 0.03% | ||
| 4 | SEI INVESTMENTS CO | 137,000 | 132,000 | 0.30% | ||
| 5 | CREDIT SUISSE AG/ | 23,830 | 237,000 | 0.54% | PRN | |
| 6 | Kellner Capital, LLC | 1,160,000 | 1,126,000 | 2.59% | PRN | |
| 7 | North Star Investment Management Corp. | 1,374,000 | 1,327,000 | 3.05% | ||
| 8 | ZAZOVE ASSOCIATES LLC | 1,500,000 | 1,453,000 | 3.34% | PRN | |
| 9 | Mohican Financial Management, LLC | 2,000,000 | 1,931,000 | 4.44% | ||
| 10 | GABELLI FUNDS LLC | 2,000,000 | 1,938,000 | 4.45% | PRN | |
| 11 | OAKTREE CAPITAL MANAGEMENT LP | 2,542,000 | 2,458,000 | 5.65% | PRN | |
| 12 | TD ASSET MANAGEMENT INC | 9,984,000 | 9,691,000 | 22.27% | ||
| 13 | STEELHEAD PARTNERS LLC | 24,000,000 | 23,190,000 | 53.29% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
