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SANOFI SPOND FUNSPONSORED ADR
SANOFI SPOND FUNSPONSORED ADR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 150 Institutional holders with a total value of $418,258,129.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 1,200 0 0.00% Put
2 People's United Financial, Inc. 100 0 0.00%
3 CUTLER GROUP LLC / CA 5,400 0 0.00% Call
4 NEXT Financial Group, Inc 23 0 0.00%
5 JFS WEALTH ADVISORS, LLC 200 1,000 0.00%
6 KRILOGY FINANCIAL LLC 300 1,000 0.00%
7 GOLDMAN SACHS GROUP INC 200 1,000 0.00% Call
8 US BANCORP \DE\ 200 1,000 0.00%
9 Financial Architects, Inc 500 2,000 0.00%
10 Horrell Capital Management, Inc. 500 2,000 0.00%
11 TCI Wealth Advisors, Inc. 500 2,000 0.00%
12 NumerixS Investment Technologies Inc 800 3,000 0.00%
13 MSI Financial Services Inc 1,060 4,000 0.00%
14 GOLDMAN SACHS GROUP INC 1,000 4,000 0.00% Put
15 WFG Advisors, LP 1,000 4,000 0.00%
16 Sandy Spring Bank 1,000 4,000 0.00%
17 MEEDER ASSET MANAGEMENT INC 1,225 5,000 0.00%
18 Point72 Hong Kong Ltd 1,471 6,000 0.00%
19 D.A. DAVIDSON & CO. 1,600 6,000 0.00%
20 Plante Moran Financial Advisors, LLC 2,000 8,000 0.00%
21 BlackRock Japan Co. Ltd 2,847 12,000 0.00%
22 Zurcher Kantonalbank (Zurich Cantonalbank) 3,533 14,000 0.00%
23 NISA INVESTMENT ADVISORS, LLC 3,800 16,000 0.00%
24 BNP PARIBAS FINANCIAL MARKETS 8,610 35,129 0.01%
25 CANADA LIFE ASSURANCE Co 9,526 39,000 0.01%
26 TEACHER RETIREMENT SYSTEM OF TEXAS 10,121 41,000 0.01%
27 Ameritas Investment Partners, Inc. 10,539 43,000 0.01%
28 Tower Research Capital LLC (TRC) 10,681 44,000 0.01%
29 Aperio Group, LLC 11,027 45,000 0.01%
30 D. E. Shaw & Co., Inc. 11,220 46,000 0.01%
31 BRAVE ASSET MANAGEMENT INC 14,000 57,000 0.01%
32 EXENCIAL WEALTH ADVISORS, LLC 15,000 61,000 0.01%
33 AMALGAMATED BANK 15,104 62,000 0.01%
34 TWO SIGMA SECURITIES, LLC 15,077 62,000 0.01%
35 Clear Harbor Asset Management, LLC 16,800 69,000 0.02%
36 BANK OF MONTREAL /CAN/ 12,600 69,000 0.02% Put
37 BlackRock Finance, Inc. 17,464 71,000 0.02%
38 ALESCO ADVISORS LLC 17,532 72,000 0.02%
39 INTEGRAL DERIVATIVES, LLC 18,806 77,000 0.02%
40 Asset Management Group, Inc. 19,453 79,000 0.02%
41 FOX RUN MANAGEMENT, L.L.C. 21,300 87,000 0.02%
42 WOLVERINE TRADING LP /BD 21,422 87,000 0.02%
43 Cubist Systematic Strategies, LLC 21,203 87,000 0.02%
44 PRINCIPAL FINANCIAL GROUP INC 21,259 87,000 0.02%
45 Family Manage LLC 21,500 88,000 0.02%
46 Creative Planning 21,808 89,000 0.02%
47 Horizon Kinetics LLC 25,000 102,000 0.02%
48 PALISADE CAPITAL MANAGEMENT, LP 25,000 102,000 0.02%
49 WMS Partners, LLC 25,600 104,000 0.02%
50 LPL Financial LLC 26,103 104,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.