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NEONODE INC
NEONODE INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 29 Institutional holders with a total value of $18,519,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AWM Investment Company, Inc. 3,666,195 6,746,000 36.43%
2 ROYCE & ASSOCIATES LP 2,032,039 3,739,000 20.19%
3 VANGUARD GROUP INC 1,470,128 2,705,000 14.61%
4 BlackRock Institutional Trust Company, N.A. 999,935 1,840,000 9.94%
5 ESSEX INVESTMENT MANAGEMENT CO LLC 696,000 1,281,000 6.92%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 300,000 552,000 2.98% Call
7 GEODE CAPITAL MANAGEMENT, LLC 178,864 329,000 1.78%
8 Lincoln Capital LLC 163,700 301,000 1.63%
9 MENTA CAPITAL LLC 123,731 228,000 1.23%
10 BlackRock Fund Advisors 110,287 203,000 1.10%
11 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 81,900 151,000 0.82%
12 NORTHERN TRUST CORP 72,482 133,000 0.72%
13 DEUTSCHE BANK AG\ 34,632 63,000 0.34%
14 Bank of New York Mellon Corp 23,380 43,000 0.23%
15 GOLDMAN SACHS GROUP INC 20,196 37,000 0.20%
16 WOLVERINE TRADING LP /BD 16,700 31,000 0.17% Call
17 OPPENHEIMER & CO INC 15,000 28,000 0.15%
18 BLACKROCK ADVISORS LLC 12,904 24,000 0.13%
19 STATE STREET CORP 12,979 24,000 0.13%
20 Parkside Financial Bank & Trust 10,521 19,000 0.10%
21 GROUP ONE TRADING LLC 8,672 16,000 0.09%
22 BlackRock Investment Management, LLC 6,547 12,000 0.06%
23 NEXT Financial Group, Inc 2,500 5,000 0.03%
24 CUTLER GROUP LLC / CA 2,792 5,000 0.03%
25 ASSET PLANNING SERVICES, LTD. 1,500 3,000 0.02%
26 Tower Research Capital LLC (TRC) 598 1,000 0.01%
27 UBS Group AG 47 0 0.00%
28 THOMPSON DAVIS & CO., INC. 8 0 0.00%
29 CITIGROUP INC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.