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NEW GOLD INC CDA
NEW GOLD INC CDA. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 187 Institutional holders with a total value of $1,236,545,853.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 Tower Research Capital LLC (TRC) 11,912 51,000 0.00%
152 Independent Portfolio Consultants, Inc. 11,940 51,000 0.00%
153 KING LUTHER CAPITAL MANAGEMENT CORP 11,000 47,000 0.00%
154 Private Advisor Group, LLC 10,392 45,000 0.00%
155 LOEB PARTNERS CORP 10,000 43,000 0.00%
156 Amica Retiree Medical Trust 8,769 38,000 0.00%
157 AMERICAN INTERNATIONAL GROUP, INC. 8,006 34,426 0.00%
158 Spot Trading L.L.C 6,700 29,000 0.00% Put
159 Lehman Financial Resources, Inc. 6,000 26,000 0.00%
160 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,408 19,000 0.00%
161 WOLVERINE ASSET MANAGEMENT LLC 4,200 18,000 0.00%
162 PNC FINANCIAL SERVICES GROUP, INC. 3,846 17,000 0.00%
163 Walleye Trading LLC 3,500 15,000 0.00% Put
164 US BANCORP \DE\ 3,105 13,000 0.00%
165 D.A. DAVIDSON & CO. 2,690 11,000 0.00%
166 SIMPLEX TRADING, LLC 2,226 10,000 0.00%
167 WOLVERINE ASSET MANAGEMENT LLC 17 9,000 0.00% Put
168 1832 Asset Management L.P. 1,683 7,000 0.00%
169 Walleye Trading LLC 1,300 6,000 0.00% Call
170 REGENTATLANTIC CAPITAL LLC 1,061 5,475 0.00%
171 STANCORP INVESTMENT ADVISERS INC 1,108 5,000 0.00%
172 NATIONAL PLANNING CORP 900 4,329 0.00%
173 BANK OF AMERICA CORP /DE/ 1,000 4,000 0.00% Put
174 QCI ASSET MANAGEMENT INC/NY 1,000 4,000 0.00%
175 JNBA Financial Advisors 1,000 4,000 0.00%
176 New Harbor Financial Group, LLC 840 4,000 0.00%
177 Walleye Trading LLC 1,019 4,000 0.00%
178 Stratos Wealth Partners, LTD. 900 3,870 0.00%
179 Transamerica Financial Advisors, LLC 405 2,000 0.00%
180 NEXT Financial Group, Inc 500 2,000 0.00%
181 LS Investment Advisors, LLC 210 1,000 0.00%
182 Crosspoint Capital Strategies, LLC 200 1,000 0.00%
183 Vantage Investment Advisors, LLC 200 1,000 0.00%
184 DELTA ASSET MANAGEMENT LLC/TN 210 1,000 0.00%
185 WELLS FARGO & COMPANY/MN 112,800 0 0.00% Put
186 BlackRock Institutional Trust Company, N.A. 2 0 0.00%
187 WOLVERINE ASSET MANAGEMENT LLC 12 0 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.