Dark
Light
System
Security
PFENEX INC COM
PFENEX INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 79 Institutional holders with a total value of $163,703,410.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MUFG Americas Holdings Corp 306 3,000 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 600 5,000 0.00%
3 BNP PARIBAS FINANCIAL MARKETS 817 7,410 0.00%
4 MEEDER ASSET MANAGEMENT INC 986 9,000 0.01%
5 Creative Planning 1,000 9,000 0.01%
6 BlackRock Japan Co. Ltd 1,866 17,000 0.01%
7 BANK OF AMERICA CORP /DE/ 2,831 26,000 0.02%
8 Financial Architects, Inc 3,300 30,000 0.02%
9 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 3,900 35,000 0.02%
10 UBS Group AG 4,339 39,000 0.02%
11 Legal & General Group Plc 4,834 44,000 0.03%
12 Walleye Trading LLC 5,500 50,000 0.03%
13 ACADIAN ASSET MANAGEMENT LLC 6,416 58,000 0.04%
14 PRELUDE CAPITAL MANAGEMENT, LLC 7,900 72,000 0.04%
15 ACROSPIRE INVESTMENT MANAGEMENT LLC 8,973 81,000 0.05%
16 RUSSELL INVESTMENTS GROUP, LTD. 10,026 93,000 0.06%
17 AMERICAN INTERNATIONAL GROUP, INC. 10,470 95,000 0.06%
18 ALGERT GLOBAL LLC 11,259 102,000 0.06%
19 WELLS FARGO & COMPANY/MN 12,196 111,000 0.07%
20 ROYAL BANK OF CANADA 13,146 119,000 0.07%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,270 129,000 0.08%
22 PRUDENTIAL FINANCIAL INC 15,770 143,000 0.09%
23 NEW YORK STATE COMMON RETIREMENT FUND 16,400 149,000 0.09%
24 RHUMBLINE ADVISERS 17,774 161,000 0.10%
25 DEUTSCHE BANK AG\ 18,249 163,000 0.10%
26 JACOBS LEVY EQUITY MANAGEMENT, INC 20,943 190,000 0.12%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 23,397 213,000 0.13%
28 GOLDMAN SACHS GROUP INC 24,712 224,000 0.14%
29 DIMENSIONAL FUND ADVISORS LP 27,169 246,000 0.15%
30 TEACHERS ADVISORS, LLC 28,757 261,000 0.16%
31 Nationwide Fund Advisors 29,737 270,000 0.16%
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,551 277,000 0.17%
33 WEDGE CAPITAL MANAGEMENT L L P/NC 30,700 278,000 0.17%
34 Invesco Ltd. 31,446 285,000 0.17%
35 D. E. Shaw & Co., Inc. 32,070 291,000 0.18%
36 DUPONT CAPITAL MANAGEMENT CORP 34,797 316,000 0.19%
37 CITIGROUP INC 37,358 339,000 0.21%
38 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 37,476 340,000 0.21%
39 WASATCH ADVISORS LP 40,147 364,000 0.22%
40 Fisher Asset Management, LLC 40,196 365,000 0.22%
41 TFS CAPITAL LLC 48,288 438,000 0.27%
42 STRS OHIO 58,800 533,000 0.33%
43 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 65,000 590,000 0.36%
44 MILLENNIUM MANAGEMENT LLC 72,871 661,000 0.40%
45 PANAGORA ASSET MANAGEMENT INC 75,524 685,000 0.42%
46 Bank of New York Mellon Corp 78,659 713,000 0.44%
47 MORGAN STANLEY 81,052 735,000 0.45%
48 OXFORD ASSET MANAGEMENT LLP 91,538 830,000 0.51%
49 I.G. INVESTMENT MANAGEMENT, LTD. 95,051 862,000 0.53%
50 GLOBEFLEX CAPITAL L P 97,440 884,000 0.54%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.