| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROCKSHELTER CAPITAL MANAGEMENT LLC | 304,712 | 3,983,000 | 38.55% | ||
| 2 | Catalyst Capital Advisors LLC | 268,555 | 3,499,000 | 33.87% | ||
| 3 | ROYAL BANK OF CANADA | 94,384 | 1,234,000 | 11.94% | ||
| 4 | MORGAN STANLEY | 48,150 | 629,000 | 6.09% | ||
| 5 | ISZO CAPITAL MANAGEMENT LP | 32,466 | 424,000 | 4.10% | ||
| 6 | Cambridge Investment Research Advisors, Inc. | 11,082 | 145,000 | 1.40% | ||
| 7 | Quaker Capital Investments, LLC | 10,000 | 131,000 | 1.27% | ||
| 8 | DEUTSCHE BANK AG\ | 9,600 | 125,000 | 1.21% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 3,749 | 50,000 | 0.48% | ||
| 10 | UBS Group AG | 3,699 | 48,000 | 0.46% | ||
| 11 | Focused Wealth Management, Inc | 3,283 | 43,000 | 0.42% | ||
| 12 | WELLS FARGO & COMPANY/MN | 746 | 10,000 | 0.10% | ||
| 13 | Tower Research Capital LLC (TRC) | 202 | 3,000 | 0.03% | ||
| 14 | CITIGROUP INC | 220 | 3,000 | 0.03% | ||
| 15 | Plante Moran Financial Advisors, LLC | 164 | 2,000 | 0.02% | ||
| 16 | Highlander Capital Management, LLC | 88 | 1,000 | 0.01% | ||
| 17 | Tradewinds Capital Management, LLC | 40 | 1,000 | 0.01% | ||
| 18 | Carnick & Kubik, LLC | 60 | 784 | 0.01% | ||
| 19 | CENTRAL TRUST Co | 38 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
