| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROCKSHELTER CAPITAL MANAGEMENT LLC | 304,712 | 4,403,000 | 31.52% | ||
| 2 | Catalyst Capital Advisors LLC | 266,055 | 3,828,000 | 27.40% | ||
| 3 | ISZO CAPITAL MANAGEMENT LP | 208,579 | 3,014,000 | 21.58% | ||
| 4 | ROYAL BANK OF CANADA | 93,594 | 1,352,000 | 9.68% | ||
| 5 | MORGAN STANLEY | 48,475 | 700,000 | 5.01% | ||
| 6 | DEUTSCHE BANK AG\ | 15,305 | 221,000 | 1.58% | ||
| 7 | RENAISSANCE TECHNOLOGIES LLC | 14,884 | 215,000 | 1.54% | ||
| 8 | UBS Group AG | 4,756 | 69,000 | 0.49% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 3,724 | 54,000 | 0.39% | ||
| 10 | Focused Wealth Management, Inc | 3,283 | 47,000 | 0.34% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,160 | 31,000 | 0.22% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,785 | 25,000 | 0.18% | ||
| 13 | CITIGROUP INC | 221 | 3,000 | 0.02% | ||
| 14 | Plante Moran Financial Advisors, LLC | 164 | 2,000 | 0.01% | ||
| 15 | ASSETMARK, INC | 140 | 2,000 | 0.01% | ||
| 16 | Highlander Capital Management, LLC | 88 | 1,000 | 0.01% | ||
| 17 | Tradewinds Capital Management, LLC | 40 | 1,000 | 0.01% | ||
| 18 | IFP ADVISORS, INC | 71 | 1,000 | 0.01% | ||
| 19 | Tower Research Capital LLC (TRC) | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
