| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROCKSHELTER CAPITAL MANAGEMENT LLC | 304,712 | 4,958,000 | 34.30% | ||
| 2 | Catalyst Capital Advisors LLC | 236,715 | 3,851,000 | 26.64% | ||
| 3 | ISZO CAPITAL MANAGEMENT LP | 191,804 | 3,121,000 | 21.59% | ||
| 4 | ROYAL BANK OF CANADA | 72,986 | 1,188,000 | 8.22% | ||
| 5 | MORGAN STANLEY | 45,186 | 736,000 | 5.09% | ||
| 6 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 20,700 | 337,000 | 2.33% | ||
| 7 | Focused Wealth Management, Inc | 3,283 | 53,000 | 0.37% | ||
| 8 | DEUTSCHE BANK AG\ | 3,300 | 53,000 | 0.37% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,780 | 45,000 | 0.31% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 2,343 | 38,000 | 0.26% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1,785 | 30,000 | 0.21% | ||
| 12 | CITIGROUP INC | 1,000 | 16,000 | 0.11% | ||
| 13 | UBS Group AG | 555 | 9,000 | 0.06% | ||
| 14 | Tower Research Capital LLC (TRC) | 340 | 6,000 | 0.04% | ||
| 15 | Walleye Trading LLC | 300 | 5,000 | 0.03% | ||
| 16 | BRONFMAN E.L. ROTHSCHILD, L.P. | 160 | 3,000 | 0.02% | PRN | |
| 17 | Plante Moran Financial Advisors, LLC | 164 | 3,000 | 0.02% | ||
| 18 | Tradewinds Capital Management, LLC | 40 | 1,000 | 0.01% | ||
| 19 | Highlander Capital Management, LLC | 88 | 1,000 | 0.01% | ||
| 20 | IFP ADVISORS, INC | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
