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MMA CAP MGMT LLC
MMA CAP MGMT LLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $13,414,335.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 2 0 0.00%
2 SRS CAPITAL ADVISORS, INC. 4 0 0.00% SH
3 NORTHWEST QUADRANT WEALTH MANAGEMENT, LLC 15 335 0.00%
4 Tradewinds Capital Management, LLC 40 1,000 0.01%
5 Tower Research Capital LLC (TRC) 35 1,000 0.01%
6 Highlander Capital Management, LLC 88 2,000 0.01%
7 Plante Moran Financial Advisors, LLC 164 3,000 0.02%
8 WELLS FARGO & COMPANY/MN 675 13,000 0.10%
9 JPMORGAN CHASE & CO 700 13,000 0.10%
10 ACROSPIRE INVESTMENT MANAGEMENT LLC 900 17,000 0.13%
11 CITIGROUP INC 1,000 19,000 0.14%
12 UBS Group AG 1,097 21,000 0.16%
13 PANAGORA ASSET MANAGEMENT INC 1,407 26,000 0.19%
14 BANK OF AMERICA CORP /DE/ 1,837 35,000 0.26%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,380 45,000 0.34%
16 Focused Wealth Management, Inc 3,283 62,000 0.46%
17 ADVISOR GROUP, INC. 3,382 64,000 0.48%
18 Catalyst Capital Advisors LLC 18,687 355,000 2.65%
19 RENAISSANCE TECHNOLOGIES LLC 21,462 408,000 3.04%
20 DEUTSCHE BANK AG\ 38,100 723,000 5.39%
21 MORGAN STANLEY 53,052 1,008,000 7.51%
22 ROYAL BANK OF CANADA 67,136 1,276,000 9.51%
23 TYNDALL CAPITAL PARTNERS L P 67,399 1,281,000 9.55%
24 ISZO CAPITAL MANAGEMENT LP 118,452 2,251,000 16.78%
25 ROCKSHELTER CAPITAL MANAGEMENT LLC 304,712 5,790,000 43.16%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.