| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Hartford Financial Management Inc. | 189,520 | 4,675,000 | 80.38% | ||
| 2 | Private Advisor Group, LLC | 17,500 | 427,000 | 7.34% | ||
| 3 | JANE STREET GROUP, LLC | 12,339 | 304,000 | 5.23% | ||
| 4 | LPL Financial LLC | 8,912 | 220,000 | 3.78% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,010 | 124,000 | 2.13% | ||
| 6 | UBS Group AG | 2,515 | 62,000 | 1.07% | ||
| 7 | GENEOS WEALTH MANAGEMENT INC. | 200 | 4,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
