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ARK ETF TR
ARK ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 7 Institutional holders with a total value of $5,816,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENEOS WEALTH MANAGEMENT INC. 200 4,000 0.07%
2 UBS Group AG 2,515 62,000 1.07%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,010 124,000 2.13%
4 LPL Financial LLC 8,912 220,000 3.78%
5 JANE STREET GROUP, LLC 12,339 304,000 5.23%
6 Private Advisor Group, LLC 17,500 427,000 7.34%
7 Hartford Financial Management Inc. 189,520 4,675,000 80.38%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.