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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 15 Institutional holders with a total value of $7,508,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 57,234 2,833,000 37.73%
2 CITIGROUP INC 50,000 2,503,000 33.34%
3 JANE STREET GROUP, LLC 17,123 857,000 11.41%
4 ROYAL BANK OF CANADA 7,468 374,000 4.98%
5 MSI Financial Services Inc 4,805 241,000 3.21%
6 GIRARD SECURITIES, INC. 4,293 216,000 2.88%
7 IFP ADVISORS, INC 3,384 169,000 2.25%
8 UBS Group AG 2,076 104,000 1.39%
9 GENEOS WEALTH MANAGEMENT INC. 1,760 88,000 1.17%
10 ADVISOR GROUP, INC. 1,410 69,000 0.92%
11 NEXT Financial Group, Inc 565 28,000 0.37%
12 Tower Research Capital LLC (TRC) 325 16,000 0.21%
13 WFG Advisors, LP 96 5,000 0.07%
14 BENJAMIN F. EDWARDS & COMPANY, INC. 100 5,000 0.07%
15 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.