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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 16 Institutional holders with a total value of $6,268,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 55,758 2,821,000 45.01%
2 CITIGROUP INC 35,000 1,766,000 28.17%
3 JANE STREET GROUP, LLC 11,946 603,000 9.62%
4 Virtu KCG Holdings LLC 4,968 251,000 4.00%
5 GIRARD SECURITIES, INC. 4,269 215,000 3.43%
6 IFP ADVISORS, INC 3,384 171,000 2.73%
7 GENEOS WEALTH MANAGEMENT INC. 2,295 115,000 1.83%
8 ROYAL BANK OF CANADA 1,789 90,000 1.44%
9 ADVISOR GROUP, INC. 1,663 84,000 1.34%
10 MSI Financial Services Inc 1,430 72,000 1.15%
11 NEXT Financial Group, Inc 565 29,000 0.46%
12 PNC FINANCIAL SERVICES GROUP, INC. 500 25,000 0.40%
13 Tower Research Capital LLC (TRC) 325 16,000 0.26%
14 WFG Advisors, LP 96 5,000 0.08%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 100 5,000 0.08%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.