| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,766,285 | 25,063,000 | 32.25% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,093,666 | 15,519,000 | 19.97% | ||
| 3 | UBS Group AG | 836,288 | 11,867,000 | 15.27% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 828,466 | 11,756,000 | 15.13% | ||
| 5 | WELLS FARGO & COMPANY/MN | 284,556 | 4,038,000 | 5.20% | ||
| 6 | ACG Wealth | 129,750 | 1,841,000 | 2.37% | ||
| 7 | STIFEL FINANCIAL CORP | 91,800 | 1,303,000 | 1.68% | ||
| 8 | Virtu KCG Holdings LLC | 70,732 | 1,004,000 | 1.29% | ||
| 9 | ROYAL BANK OF CANADA | 69,369 | 984,000 | 1.27% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 48,337 | 686,000 | 0.88% | ||
| 11 | WEDBUSH SECURITIES INC | 37,553 | 533,000 | 0.69% | ||
| 12 | CLOUGH CAPITAL PARTNERS L P | 32,800 | 465,000 | 0.60% | ||
| 13 | USCA RIA LLC | 26,297 | 373,000 | 0.48% | ||
| 14 | Janney Montgomery Scott LLC | 23,950 | 339,851 | 0.44% | ||
| 15 | JANE STREET GROUP, LLC | 22,833 | 324,000 | 0.42% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 20,000 | 284,000 | 0.37% | ||
| 17 | J.P. Turner & Co Capital Mnagement, LLC | 19,700 | 276,000 | 0.36% | ||
| 18 | LPL Financial LLC | 18,839 | 267,000 | 0.34% | ||
| 19 | GOLDMAN SACHS GROUP INC | 16,907 | 240,000 | 0.31% | ||
| 20 | CITIGROUP INC | 16,211 | 230,000 | 0.30% | ||
| 21 | Dorsey & Whitney Trust CO LLC | 15,092 | 214,000 | 0.28% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,000 | 43,000 | 0.06% | ||
| 23 | B. Riley Wealth Advisors, Inc. | 2,292 | 33,000 | 0.04% | ||
| 24 | US BANCORP \DE\ | 1,000 | 14,000 | 0.02% | ||
| 25 | MANAGED ACCOUNT ADVISORS LLC | 1,000 | 14,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
