| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,349,784 | 16,896,000 | 26.16% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,537,444 | 11,054,000 | 17.11% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,189,940 | 8,556,000 | 13.24% | ||
| 4 | UBS Group AG | 618,317 | 4,446,000 | 6.88% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 526,320 | 3,784,000 | 5.86% | ||
| 6 | CITIGROUP INC | 471,955 | 3,393,000 | 5.25% | ||
| 7 | ROYAL BANK OF CANADA | 433,566 | 3,117,000 | 4.83% | ||
| 8 | Advisors Asset Management, Inc. | 253,751 | 1,824,000 | 2.82% | ||
| 9 | LPL Financial LLC | 190,026 | 1,393,000 | 2.16% | ||
| 10 | Salient Capital Advisors, LLC | 136,293 | 980,000 | 1.52% | ||
| 11 | DOLIVER ADVISORS, LP | 123,166 | 886,000 | 1.37% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 116,884 | 840,000 | 1.30% | ||
| 13 | SNOW CAPITAL MANAGEMENT LP | 114,325 | 822,000 | 1.27% | ||
| 14 | WEDBUSH SECURITIES INC | 99,162 | 713,000 | 1.10% | ||
| 15 | CLOUGH CAPITAL PARTNERS L P | 98,700 | 710,000 | 1.10% | ||
| 16 | STIFEL FINANCIAL CORP | 77,410 | 561,000 | 0.87% | ||
| 17 | Invesco Ltd. | 76,794 | 552,000 | 0.85% | ||
| 18 | Merriman Wealth Management, LLC | 66,338 | 477,000 | 0.74% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 57,649 | 415,000 | 0.64% | ||
| 20 | Alpine Global Management, LLC | 46,211 | 332,000 | 0.51% | ||
| 21 | Virtu KCG Holdings LLC | 38,981 | 280,000 | 0.43% | ||
| 22 | Janney Montgomery Scott LLC | 38,411 | 276,000 | 0.43% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 35,550 | 256,000 | 0.40% | ||
| 24 | First Allied Advisory Services, Inc. | 34,125 | 245,000 | 0.38% | ||
| 25 | CSS LLC/IL | 26,737 | 193,000 | 0.30% | ||
| 26 | BELLWETHER INVESTMENT GROUP, LLC | 25,676 | 185,000 | 0.29% | ||
| 27 | Bison Wealth, LLC | 24,467 | 176,000 | 0.27% | ||
| 28 | CITADEL ADVISORS LLC | 24,354 | 175,000 | 0.27% | ||
| 29 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 20,000 | 144,000 | 0.22% | ||
| 30 | GOLDMAN SACHS GROUP INC | 16,907 | 122,000 | 0.19% | ||
| 31 | STRATEGIC FINANCIAL GROUP, LLC | 16,000 | 115,000 | 0.18% | PRN | |
| 32 | BB&T SECURITIES, LLC | 14,819 | 107,000 | 0.17% | ||
| 33 | Composition Wealth, LLC | 12,108 | 87,000 | 0.13% | ||
| 34 | ACG Wealth | 10,228 | 74,000 | 0.11% | ||
| 35 | MYCIO WEALTH PARTNERS, LLC | 10,000 | 72,000 | 0.11% | PRN | |
| 36 | THOMPSON DAVIS & CO., INC. | 8,488 | 61,000 | 0.09% | ||
| 37 | IFP ADVISORS, INC | 8,000 | 58,000 | 0.09% | ||
| 38 | Plante Moran Financial Advisors, LLC | 7,573 | 54,000 | 0.08% | ||
| 39 | MSI Financial Services Inc | 5,000 | 36,000 | 0.06% | ||
| 40 | US BANCORP \DE\ | 3,800 | 27,000 | 0.04% | ||
| 41 | Tradewinds Capital Management, LLC | 3,013 | 22,000 | 0.03% | PRN | |
| 42 | D.A. DAVIDSON & CO. | 3,000 | 21,000 | 0.03% | ||
| 43 | NEXT Financial Group, Inc | 2,310 | 17,000 | 0.03% | ||
| 44 | MASCOMA WEALTH MANAGEMENT LLC | 2,175 | 16,000 | 0.02% | ||
| 45 | YORKBRIDGE WEALTH PARTNERS, LLC | 1,223 | 9,000 | 0.01% | ||
| 46 | PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC | 921 | 7,000 | 0.01% | ||
| 47 | ADVISOR GROUP, INC. | 500 | 4,000 | 0.01% | ||
| 48 | Creative Planning | 500 | 4,000 | 0.01% | ||
| 49 | Baystate Wealth Management LLC | 500 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
