| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,357,048 | 12,917,000 | 28.85% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 1,815,071 | 9,946,000 | 22.22% | ||
| 3 | UBS Group AG | 601,239 | 3,294,000 | 7.36% | ||
| 4 | DOLIVER ADVISORS, LP | 571,841 | 3,134,000 | 7.00% | ||
| 5 | WELLS FARGO & COMPANY/MN | 456,325 | 2,501,000 | 5.59% | ||
| 6 | SG Americas Securities, LLC | 358,436 | 1,964,000 | 4.39% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 281,508 | 1,543,000 | 3.45% | ||
| 8 | CITIGROUP INC | 267,327 | 1,465,000 | 3.27% | ||
| 9 | Coe Capital Management, LLC | 251,170 | 1,376,000 | 3.07% | ||
| 10 | ROYAL BANK OF CANADA | 240,243 | 1,317,000 | 2.94% | ||
| 11 | LPL Financial LLC | 156,498 | 865,000 | 1.93% | ||
| 12 | WEDBUSH SECURITIES INC | 86,170 | 472,000 | 1.05% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 83,676 | 459,000 | 1.03% | ||
| 14 | TFS CAPITAL LLC | 80,857 | 443,000 | 0.99% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 80,130 | 439,000 | 0.98% | ||
| 16 | Virtu KCG Holdings LLC | 56,074 | 307,000 | 0.69% | ||
| 17 | GSA CAPITAL PARTNERS LLP | 49,900 | 273,000 | 0.61% | ||
| 18 | ACG Wealth | 47,200 | 259,000 | 0.58% | ||
| 19 | First Allied Advisory Services, Inc. | 42,700 | 237,000 | 0.53% | ||
| 20 | CLOUGH CAPITAL PARTNERS L P | 37,032 | 203,000 | 0.45% | ||
| 21 | Janney Montgomery Scott LLC | 25,799 | 141,000 | 0.31% | ||
| 22 | HighTower Advisors, LLC | 23,080 | 125,000 | 0.28% | ||
| 23 | Tradewinds Capital Management, LLC | 21,418 | 117,000 | 0.26% | PRN | |
| 24 | TRADELINK CAPITAL LLC | 19,710 | 108,000 | 0.24% | ||
| 25 | Bison Wealth, LLC | 18,938 | 104,000 | 0.23% | ||
| 26 | Cetera Advisor Networks LLC | 17,328 | 94,000 | 0.21% | ||
| 27 | GOLDMAN SACHS GROUP INC | 16,907 | 93,000 | 0.21% | ||
| 28 | BB&T SECURITIES, LLC | 12,000 | 65,000 | 0.15% | ||
| 29 | SNOW CAPITAL MANAGEMENT LP | 11,500 | 63,000 | 0.14% | ||
| 30 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,153 | 61,000 | 0.14% | ||
| 31 | GUGGENHEIM CAPITAL LLC | 10,778 | 59,000 | 0.13% | ||
| 32 | AMERIPRISE FINANCIAL INC | 10,520 | 58,000 | 0.13% | ||
| 33 | Thomas J. Herzfeld Advisors, Inc. | 10,000 | 55,000 | 0.12% | ||
| 34 | WHITTIER TRUST CO | 10,000 | 55,000 | 0.12% | ||
| 35 | Hoxton Financial, Inc. | 7,500 | 41,000 | 0.09% | ||
| 36 | IFP ADVISORS, INC | 4,100 | 22,000 | 0.05% | ||
| 37 | US BANCORP \DE\ | 3,800 | 21,000 | 0.05% | ||
| 38 | DEUTSCHE BANK AG\ | 3,000 | 16,000 | 0.04% | ||
| 39 | MINICHMACGREGOR WEALTH MANAGEMENT, LLC | 1,000 | 14,000 | 0.03% | ||
| 40 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,500 | 14,000 | 0.03% | ||
| 41 | Creative Planning | 2,000 | 11,000 | 0.02% | ||
| 42 | NEXT Financial Group, Inc | 2,000 | 10,000 | 0.02% | ||
| 43 | AMERICAN INTERNATIONAL GROUP, INC. | 600 | 3,000 | 0.01% | ||
| 44 | KALOS MANAGEMENT, INC. | 2,740 | 3,000 | 0.01% | PRN | |
| 45 | Winslow, Evans & Crocker, Inc. | 250 | 1,370 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
