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TEKLA HEALTHCARE OPPORTUNITI
TEKLA HEALTHCARE OPPORTUNITI. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 14 Institutional holders with a total value of $21,280,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 749,997 14,138,000 66.44%
2 UBS AG 144,663 2,727,000 12.81%
3 RAYMOND JAMES & ASSOCIATES 90,783 1,711,000 8.04%
4 WEDBUSH SECURITIES INC 37,096 699,000 3.28%
5 Investors Capital Advisory Services 29,500 556,000 2.61%
6 Aviance Capital Partners, LLC 19,200 362,000 1.70%
7 Virtu KCG Holdings LLC 18,098 341,000 1.60%
8 WELLS FARGO & COMPANY/MN 14,360 271,000 1.27%
9 D.A. DAVIDSON & CO. 11,150 210,000 0.99%
10 ROYAL BANK OF CANADA 8,800 166,000 0.78%
11 AMERIPRISE FINANCIAL INC 3,405 64,000 0.30%
12 MSI Financial Services Inc 1,000 19,000 0.09%
13 Ground Swell Capital, LLC 600 11,000 0.05%
14 THOMPSON DAVIS & CO., INC. 250 5,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.