| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,914,257 | 33,289,000 | 31.67% | ||
| 2 | Karpus Management, Inc. | 796,363 | 13,849,000 | 13.18% | ||
| 3 | Thomas J. Herzfeld Advisors, Inc. | 497,935 | 8,659,000 | 8.24% | ||
| 4 | 1832 Asset Management L.P. | 487,298 | 8,457,000 | 8.05% | ||
| 5 | UBS Group AG | 377,391 | 6,563,000 | 6.24% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 296,240 | 5,151,000 | 4.90% | ||
| 7 | WELLS FARGO & COMPANY/MN | 227,216 | 3,951,000 | 3.76% | ||
| 8 | CITIGROUP INC | 190,850 | 3,319,000 | 3.16% | ||
| 9 | Advisors Asset Management, Inc. | 140,303 | 2,440,000 | 2.32% | ||
| 10 | ROYAL BANK OF CANADA | 133,826 | 2,327,000 | 2.21% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 108,035 | 1,879,000 | 1.79% | ||
| 12 | FIRST TRUST ADVISORS LP | 87,746 | 1,526,000 | 1.45% | ||
| 13 | CLOUGH CAPITAL PARTNERS L P | 85,300 | 1,483,000 | 1.41% | ||
| 14 | LPL Financial LLC | 68,892 | 1,198,000 | 1.14% | ||
| 15 | DOLIVER ADVISORS, LP | 64,506 | 1,122,000 | 1.07% | ||
| 16 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 61,891 | 1,076,000 | 1.02% | ||
| 17 | Aviance Capital Partners, LLC | 52,086 | 906,000 | 0.86% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 50,945 | 886,000 | 0.84% | ||
| 19 | Sigma Planning Corp | 39,321 | 684,000 | 0.65% | ||
| 20 | AMERIPRISE FINANCIAL INC | 37,669 | 655,000 | 0.62% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 36,055 | 627,000 | 0.60% | ||
| 22 | WEDBUSH SECURITIES INC | 34,640 | 602,000 | 0.57% | ||
| 23 | D.A. DAVIDSON & CO. | 34,362 | 597,000 | 0.57% | ||
| 24 | Squarepoint Ops LLC | 27,800 | 483,000 | 0.46% | ||
| 25 | Investors Capital Advisory Services | 23,500 | 408,000 | 0.39% | ||
| 26 | BB&T SECURITIES, LLC | 22,488 | 391,000 | 0.37% | ||
| 27 | IFP ADVISORS, INC | 17,959 | 312,000 | 0.30% | ||
| 28 | Virtu KCG Holdings LLC | 17,932 | 312,000 | 0.30% | ||
| 29 | Bison Wealth, LLC | 16,717 | 289,000 | 0.27% | ||
| 30 | GLENMEDE TRUST CO NA | 13,000 | 226,000 | 0.22% | ||
| 31 | Janney Montgomery Scott LLC | 11,450 | 199,000 | 0.19% | ||
| 32 | WESTPORT RESOURCES MANAGEMENT INC | 11,310 | 197,000 | 0.19% | ||
| 33 | CORNERSTONE ADVISORS INC | 10,326 | 180,000 | 0.17% | ||
| 34 | CSS LLC/IL | 10,219 | 178,000 | 0.17% | ||
| 35 | Capital Investment Advisors, LLC | 10,000 | 174,000 | 0.17% | ||
| 36 | PNC FINANCIAL SERVICES GROUP, INC. | 9,835 | 171,000 | 0.16% | ||
| 37 | SIGNATUREFD, LLC | 7,500 | 130,000 | 0.12% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,792 | 118,000 | 0.11% | ||
| 39 | MOSAIC FAMILY WEALTH, LLC | 1,500 | 26,000 | 0.02% | ||
| 40 | SONORA INVESTMENT MANAGEMENT, LLC | 1,000 | 17,000 | 0.02% | ||
| 41 | Creative Planning | 733 | 13,000 | 0.01% | ||
| 42 | DEUTSCHE BANK AG\ | 600 | 10,000 | 0.01% | ||
| 43 | KALOS MANAGEMENT, INC. | 9,391 | 9,000 | 0.01% | PRN | |
| 44 | MSI Financial Services Inc | 510 | 9,000 | 0.01% | ||
| 45 | THOMPSON DAVIS & CO., INC. | 250 | 4,000 | 0.00% | ||
| 46 | Carroll Financial Associates, Inc. | 250 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
