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TEKLA HEALTHCARE OPPORTUNITI
TEKLA HEALTHCARE OPPORTUNITI. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 31 Institutional holders with a total value of $91,830,081.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 2,077,347 41,194,000 44.86%
2 Thomas J. Herzfeld Advisors, Inc. 607,314 11,978,000 13.04%
3 1832 Asset Management L.P. 496,086 9,826,000 10.70%
4 UBS Group AG 378,644 7,509,000 8.18%
5 RAYMOND JAMES & ASSOCIATES 163,626 3,245,000 3.53%
6 WELLS FARGO & COMPANY/MN 140,878 2,794,000 3.04%
7 CLOUGH CAPITAL PARTNERS L P 119,936 2,378,000 2.59%
8 Virtu KCG Holdings LLC 82,822 1,642,000 1.79%
9 FIRST TRUST ADVISORS LP 65,427 1,297,000 1.41%
10 New Harbor Financial Group, LLC 49,821 987,000 1.07%
11 ROYAL BANK OF CANADA 48,842 969,000 1.06%
12 D.A. DAVIDSON & CO. 44,240 877,000 0.96%
13 BANK OF AMERICA CORP /DE/ 41,305 819,000 0.89%
14 Aviance Capital Partners, LLC 38,784 769,000 0.84%
15 AMERICAN INTERNATIONAL GROUP, INC. 31,525 625,141 0.68%
16 Shaker Financial Services, LLC 28,209 559,000 0.61%
17 AMERIPRISE FINANCIAL INC 28,171 558,000 0.61%
18 WEDBUSH SECURITIES INC 27,091 537,000 0.58%
19 BB&T SECURITIES, LLC 26,586 527,000 0.57%
20 LPL Financial LLC 25,844 518,000 0.56%
21 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 24,915 494,000 0.54%
22 Investors Capital Advisory Services 24,500 485,000 0.53%
23 Janney Montgomery Scott LLC 18,000 356,940 0.39%
24 Bison Wealth, LLC 15,082 297,000 0.32%
25 WESTPORT RESOURCES MANAGEMENT INC 9,300 184,000 0.20%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,064 159,000 0.17%
27 SIGNATUREFD, LLC 7,500 149,000 0.16%
28 CITIGROUP INC 4,400 87,000 0.09%
29 Carroll Financial Associates, Inc. 250 5,000 0.01%
30 THOMPSON DAVIS & CO., INC. 250 5,000 0.01%
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.