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TEKLA HEALTHCARE OPPORTUNITI
TEKLA HEALTHCARE OPPORTUNITI. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 26 Institutional holders with a total value of $84,367,341.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 125 3,000 0.00%
2 THOMPSON DAVIS & CO., INC. 250 5,000 0.01%
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 517 11,000 0.01%
4 CITIGROUP INC 1,400 29,000 0.03%
5 Clearbridge Investments, LLC 2,000 41,000 0.05%
6 Catalyst Capital Advisors LLC 3,000 62,000 0.07%
7 SIGNATUREFD, LLC 7,500 154,000 0.18%
8 BANK OF AMERICA CORP /DE/ 10,200 210,000 0.25%
9 WESTPORT RESOURCES MANAGEMENT INC 18,681 384,000 0.46%
10 AMERICAN INTERNATIONAL GROUP, INC. 22,174 456,341 0.54%
11 Investors Capital Advisory Services 24,500 504,000 0.60%
12 WEDBUSH SECURITIES INC 32,221 663,000 0.79%
13 Aviance Capital Partners, LLC 33,453 688,000 0.82%
14 ROYAL BANK OF CANADA 39,683 817,000 0.97%
15 D.A. DAVIDSON & CO. 44,370 913,000 1.08%
16 New Harbor Financial Group, LLC 54,582 1,123,000 1.33%
17 FIRST TRUST ADVISORS LP 65,631 1,351,000 1.60%
18 Virtu KCG Holdings LLC 75,895 1,562,000 1.85%
19 WELLS FARGO & COMPANY/MN 84,261 1,734,000 2.06%
20 CLOUGH CAPITAL PARTNERS L P 119,936 2,468,000 2.93%
21 RAYMOND JAMES & ASSOCIATES 157,944 3,251,000 3.85%
22 BB&T SECURITIES, LLC 21,067 4,335,000 5.14%
23 UBS Group AG 339,228 6,981,000 8.27%
24 Thomas J. Herzfeld Advisors, Inc. 354,650 7,299,000 8.65%
25 1832 Asset Management L.P. 490,749 10,115,000 11.99%
26 MORGAN STANLEY 1,905,147 39,208,000 46.47%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.