| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,682,175 | 53,760,000 | 12.49% | ||
| 2 | UBS Group AG | 3,086,730 | 45,066,000 | 10.47% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,911,414 | 27,907,000 | 6.48% | ||
| 4 | MACKAY SHIELDS LLC | 1,795,140 | 26,209,000 | 6.09% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 1,558,718 | 22,757,000 | 5.29% | ||
| 6 | Oxbow Advisors, LLC | 1,314,616 | 19,193,000 | 4.46% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,231,735 | 17,984,000 | 4.18% | ||
| 8 | Karpus Management, Inc. | 1,053,541 | 15,382,000 | 3.57% | ||
| 9 | Invesco Ltd. | 982,749 | 14,348,000 | 3.33% | ||
| 10 | ROBINSON CAPITAL MANAGEMENT, LLC | 822,079 | 12,002,000 | 2.79% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 749,233 | 10,939,000 | 2.54% | ||
| 12 | VAN ECK ASSOCIATES CORP | 634,926 | 9,270,000 | 2.15% | ||
| 13 | Advisors Asset Management, Inc. | 589,392 | 8,605,000 | 2.00% | ||
| 14 | Commonwealth Equity Services, Inc | 567,886 | 8,291,000 | 1.93% | ||
| 15 | 1607 Capital Partners, LLC | 557,458 | 8,139,000 | 1.89% | ||
| 16 | Laurion Capital Management LP | 555,544 | 8,111,000 | 1.88% | ||
| 17 | Horizon Kinetics LLC | 537,389 | 7,846,000 | 1.82% | ||
| 18 | Fiera Capital Corp | 529,151 | 7,726,000 | 1.79% | ||
| 19 | LPL Financial LLC | 467,916 | 6,724,000 | 1.56% | ||
| 20 | PROFICIO CAPITAL PARTNERS LLC | 389,301 | 5,684,000 | 1.32% | ||
| 21 | ROYAL BANK OF CANADA | 309,352 | 4,867,000 | 1.13% | ||
| 22 | STIFEL FINANCIAL CORP | 284,216 | 4,160,000 | 0.97% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 258,245 | 3,770,000 | 0.88% | ||
| 24 | JFS WEALTH ADVISORS, LLC | 255,977 | 3,737,000 | 0.87% | ||
| 25 | Capital Investment Advisors, LLC | 174,395 | 2,546,000 | 0.59% | ||
| 26 | NORTHERN CAPITAL MANAGEMENT LLC | 173,146 | 2,528,000 | 0.59% | ||
| 27 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 167,025 | 2,439,000 | 0.57% | ||
| 28 | 1832 Asset Management L.P. | 160,000 | 2,336,000 | 0.54% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 158,293 | 2,310,000 | 0.54% | ||
| 30 | GOODWIN DANIEL L | 150,332 | 2,195,000 | 0.51% | ||
| 31 | BB&T SECURITIES, LLC | 144,373 | 2,107,000 | 0.49% | ||
| 32 | Tradewinds Capital Management, LLC | 142,398 | 2,079,000 | 0.48% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 133,558 | 1,950,000 | 0.45% | ||
| 34 | HighTower Advisors, LLC | 128,128 | 1,874,000 | 0.44% | ||
| 35 | NATIONAL PLANNING CORP | 132,414 | 1,817,000 | 0.42% | ||
| 36 | DOLIVER ADVISORS, LP | 115,519 | 1,687,000 | 0.39% | ||
| 37 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 112,647 | 1,644,000 | 0.38% | ||
| 38 | FIRST TRUST ADVISORS LP | 110,939 | 1,620,000 | 0.38% | ||
| 39 | Shamrock Asset Management LLC | 103,360 | 1,509,000 | 0.35% | ||
| 40 | Global Endowment Management, LP | 102,670 | 1,499,000 | 0.35% | ||
| 41 | BAIRD FINANCIAL GROUP, INC. | 97,677 | 1,426,000 | 0.33% | ||
| 42 | FIFTH THIRD BANCORP | 88,172 | 1,287,000 | 0.30% | ||
| 43 | VICUS CAPITAL | 87,053 | 1,271,000 | 0.30% | ||
| 44 | NWAM LLC | 87,002 | 1,270,000 | 0.29% | ||
| 45 | Janney Montgomery Scott LLC | 81,805 | 1,194,000 | 0.28% | ||
| 46 | Creative Planning | 78,825 | 1,151,000 | 0.27% | ||
| 47 | Parkside Financial Bank & Trust | 77,376 | 1,130,000 | 0.26% | PRN | |
| 48 | BENJAMIN F. EDWARDS & COMPANY, INC. | 77,206 | 1,127,000 | 0.26% | ||
| 49 | RAYMOND JAMES TRUST N.A. | 72,663 | 1,061,000 | 0.25% | ||
| 50 | HOLLENCREST CAPITAL MANAGEMENT | 69,819 | 1,019,000 | 0.24% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
