| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxbow Advisors, LLC | 672,062 | 9,308,000 | 10.50% | ||
| 2 | MORGAN STANLEY | 646,195 | 8,950,000 | 10.10% | ||
| 3 | UBS Group AG | 611,045 | 8,463,000 | 9.55% | ||
| 4 | OAK HILL ADVISORS LP | 558,627 | 7,737,000 | 8.73% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 483,080 | 6,691,000 | 7.55% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 468,495 | 6,489,000 | 7.32% | ||
| 7 | McGowan Group Asset Management, Inc. | 373,243 | 5,169,000 | 5.83% | ||
| 8 | LPL Financial LLC | 242,750 | 3,362,000 | 3.79% | ||
| 9 | BB&T SECURITIES, LLC | 21,835 | 3,024,000 | 3.41% | ||
| 10 | GOODWIN DANIEL L | 153,098 | 2,121,000 | 2.39% | ||
| 11 | WELLS FARGO & COMPANY/MN | 150,109 | 2,079,000 | 2.35% | ||
| 12 | DAVENPORT & Co LLC | 139,743 | 1,935,445 | 2.18% | ||
| 13 | Global Endowment Management, LP | 132,690 | 1,838,000 | 2.07% | ||
| 14 | JFS WEALTH ADVISORS, LLC | 112,525 | 1,558,000 | 1.76% | ||
| 15 | ROYAL BANK OF CANADA | 93,687 | 1,298,000 | 1.46% | ||
| 16 | VAN ECK ASSOCIATES CORP | 93,190 | 1,291,000 | 1.46% | ||
| 17 | DOLIVER ADVISORS, LP | 77,051 | 1,067,000 | 1.20% | ||
| 18 | MSI Financial Services Inc | 70,439 | 976,000 | 1.10% | ||
| 19 | Commonwealth Equity Services, Inc | 65,415 | 906,000 | 1.02% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 65,186 | 903,000 | 1.02% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 59,540 | 824,000 | 0.93% | ||
| 22 | HighTower Advisors, LLC | 58,094 | 805,000 | 0.91% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 52,000 | 720,000 | 0.81% | ||
| 24 | Janney Montgomery Scott LLC | 49,526 | 686,000 | 0.77% | ||
| 25 | AQR ARBITRAGE LLC | 45,692 | 633,000 | 0.71% | ||
| 26 | Tradewinds Capital Management, LLC | 45,535 | 631,000 | 0.71% | ||
| 27 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 44,291 | 613,000 | 0.69% | ||
| 28 | Robert W. Baird & Co. Inc | 36,773 | 509,000 | 0.57% | ||
| 29 | ALETHEA CAPITAL MANAGEMENT, LLC | 33,400 | 463,000 | 0.52% | ||
| 30 | Silver Lake Advisory, LLC | 32,294 | 447,000 | 0.50% | ||
| 31 | Creative Planning | 29,578 | 410,000 | 0.46% | ||
| 32 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 28,434 | 394,000 | 0.44% | ||
| 33 | Ironsides Asset Advisors, LLC | 27,808 | 385,000 | 0.43% | ||
| 34 | LAZARD ASSET MANAGEMENT LLC | 27,200 | 376,000 | 0.42% | PRN | |
| 35 | Sigma Planning Corp | 26,940 | 373,000 | 0.42% | ||
| 36 | AMERIPRISE FINANCIAL INC | 26,686 | 370,000 | 0.42% | ||
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 26,626 | 369,000 | 0.42% | ||
| 38 | VSR Financial Services, Inc. | 26,424 | 366,000 | 0.41% | ||
| 39 | GARRISON BRADFORD & ASSOCIATES INC | 25,000 | 346,000 | 0.39% | ||
| 40 | Horizon Kinetics LLC | 23,216 | 322,000 | 0.36% | ||
| 41 | TFS CAPITAL LLC | 21,700 | 301,000 | 0.34% | ||
| 42 | MARINER INVESTMENT GROUP LLC | 18,650 | 258,000 | 0.29% | ||
| 43 | STIFEL FINANCIAL CORP | 16,481 | 228,000 | 0.26% | ||
| 44 | RAYMOND JAMES TRUST N.A. | 15,778 | 219,000 | 0.25% | ||
| 45 | Virtu KCG Holdings LLC | 13,873 | 192,000 | 0.22% | ||
| 46 | CITY NATIONAL BANK | 13,151 | 182,000 | 0.21% | ||
| 47 | FIFTH THIRD BANCORP | 12,764 | 177,000 | 0.20% | ||
| 48 | FIRST UNITED BANK & TRUST | 12,713 | 176,000 | 0.20% | ||
| 49 | DENVER INVESTMENT ADVISORS LLC | 12,216 | 169,000 | 0.19% | ||
| 50 | Sunbelt Securities, Inc. | 11,284 | 156,283 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
