| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 1,400,000 | 4,200,000 | 52.57% | ||
| 2 | SABBY MANAGEMENT, LLC | 585,255 | 1,756,000 | 21.98% | ||
| 3 | RA CAPITAL MANAGEMENT, L.P. | 560,000 | 1,680,000 | 21.03% | ||
| 4 | B. Riley Wealth Advisors, Inc. | 52,500 | 158,000 | 1.98% | ||
| 5 | GOLDMAN SACHS GROUP INC | 37,069 | 111,000 | 1.39% | ||
| 6 | Alpha Cubed Investments, LLC | 50,000 | 63,000 | 0.79% | ||
| 7 | DEUTSCHE BANK AG\ | 4,737 | 14,000 | 0.18% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 2,536 | 8,000 | 0.10% | ||
| 9 | MORGAN STANLEY | 15 | 0 | 0.00% | ||
| 10 | UBS Group AG | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
