| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 1,400,000 | 4,410,000 | 73.34% | ||
| 2 | Manatuck Hill Partners, LLC | 224,619 | 708,000 | 11.77% | ||
| 3 | RA CAPITAL MANAGEMENT, L.P. | 205,400 | 647,000 | 10.76% | ||
| 4 | VANGUARD GROUP INC | 66,011 | 208,000 | 3.46% | ||
| 5 | BRANDES INVESTMENT PARTNERS, LP | 10,128 | 32,000 | 0.53% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 2,536 | 8,000 | 0.13% | ||
| 7 | UBS Group AG | 7 | 0 | 0.00% | ||
| 8 | MORGAN STANLEY | 16 | 0 | 0.00% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 100 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
