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ALPS SPROTT
ALPS SPROTT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 7 Institutional holders with a total value of $18,481,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SPROTT INC. 920,000 18,188,000 98.41%
2 LPL Financial LLC 11,130 221,000 1.20%
3 ROYAL BANK OF CANADA 2,450 48,000 0.26%
4 Beacon Capital Management, Inc. 500 10,000 0.05%
5 WFG Advisors, LP 300 6,000 0.03%
6 CANADA LIFE ASSURANCE Co 160 4,000 0.02%
7 Creative Planning 200 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.