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ALPS SPROTT
ALPS SPROTT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 37 Institutional holders with a total value of $38,704,776.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SPROTT INC. 648,100 10,873,000 28.09%
2 MORGAN STANLEY 420,719 7,058,000 18.24%
3 Commonwealth Equity Services, Inc 201,402 3,379,000 8.73%
4 BANK OF AMERICA CORP /DE/ 182,151 3,056,000 7.90%
5 Virtu Financial LLC 134,768 2,261,000 5.84%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 130,154 2,183,000 5.64%
7 Robert W. Baird & Co. Inc 100,909 1,693,000 4.37%
8 STIFEL FINANCIAL CORP 69,350 1,163,000 3.00%
9 JANE STREET GROUP, LLC 56,895 954,000 2.46%
10 RAYMOND JAMES & ASSOCIATES 56,412 946,000 2.44%
11 HL FINANCIAL SERVICES LLC 53,890 904,000 2.34%
12 ROYAL BANK OF CANADA 47,184 791,000 2.04%
13 FLOW TRADERS U.S. LLC 41,810 701,000 1.81%
14 UBS Group AG 33,450 561,000 1.45%
15 Sigma Planning Corp 28,039 470,000 1.21%
16 LPL Financial LLC 24,981 440,000 1.14%
17 Virtu KCG Holdings LLC 15,126 254,000 0.66%
18 SII INVESTMENTS INC/WI 14,700 246,000 0.64%
19 Benchmark Capital Advisors 14,000 235,000 0.61%
20 PLANNING ALTERNATIVES LTD /ADV 13,200 221,000 0.57%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,596 111,000 0.29%
22 Beacon Capital Management, Inc. 2,394 40,000 0.10%
23 Creative Planning 2,397 40,000 0.10%
24 PRELUDE CAPITAL MANAGEMENT, LLC 2,000 34,000 0.09%
25 GLENMEDE TRUST CO NA 1,600 26,000 0.07%
26 AMERICAN INTERNATIONAL GROUP, INC. 1,000 16,776 0.04%
27 WELLS FARGO & COMPANY/MN 520 9,000 0.02%
28 Edge Wealth Management LLC 500 8,000 0.02%
29 PINKERTON WEALTH, LLC 465 8,000 0.02%
30 WFG Advisors, LP 300 5,000 0.01%
31 CITIGROUP INC 320 5,000 0.01%
32 Tradewinds Capital Management, LLC 200 3,000 0.01%
33 CANADA LIFE ASSURANCE Co 160 3,000 0.01%
34 PNC FINANCIAL SERVICES GROUP, INC. 200 3,000 0.01%
35 MSI Financial Services Inc 206 3,000 0.01%
36 MYCIO WEALTH PARTNERS, LLC 50 1,000 0.00%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.