| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Sloane Robinson LLP | 1,076,700 | 20,569,000 | 45.03% | ||
| 2 | WELLS FARGO & COMPANY/MN | 338,560 | 6,385,000 | 13.98% | ||
| 3 | UBS Group AG | 142,722 | 2,692,000 | 5.89% | ||
| 4 | MORGAN STANLEY | 119,855 | 2,261,000 | 4.95% | ||
| 5 | Raymond James Financial Services Advisors, Inc. | 110,752 | 2,089,000 | 4.57% | ||
| 6 | SPROTT INC. | 110,245 | 2,079,000 | 4.55% | ||
| 7 | ROYAL BANK OF CANADA | 85,109 | 1,606,000 | 3.52% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 76,805 | 1,448,000 | 3.17% | ||
| 9 | LPL Financial LLC | 40,660 | 800,000 | 1.75% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 41,110 | 775,000 | 1.70% | ||
| 11 | CITADEL ADVISORS LLC | 34,761 | 656,000 | 1.44% | ||
| 12 | STIFEL FINANCIAL CORP | 28,400 | 538,000 | 1.18% | ||
| 13 | WEALTHSOURCE PARTNERS, LLC | 28,016 | 528,000 | 1.16% | ||
| 14 | CIBC WORLD MARKET INC. | 26,164 | 493,000 | 1.08% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 24,273 | 458,000 | 1.00% | ||
| 16 | Prospera Financial Services Inc | 17,530 | 370,000 | 0.81% | ||
| 17 | JPMORGAN CHASE & CO | 17,342 | 327,000 | 0.72% | ||
| 18 | Cetera Advisor Networks LLC | 15,869 | 299,000 | 0.65% | ||
| 19 | SII INVESTMENTS INC/WI | 14,700 | 277,000 | 0.61% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 12,203 | 231,000 | 0.51% | ||
| 21 | Private Advisor Group, LLC | 11,268 | 220,000 | 0.48% | ||
| 22 | NATIONAL PLANNING CORP | 9,696 | 214,000 | 0.47% | ||
| 23 | CITIGROUP INC | 4,000 | 75,000 | 0.16% | ||
| 24 | IFP ADVISORS, INC | 2,635 | 50,000 | 0.11% | ||
| 25 | MSI Financial Services Inc | 2,286 | 43,000 | 0.09% | ||
| 26 | JACOBI CAPITAL MANAGEMENT LLC | 2,000 | 41,000 | 0.09% | ||
| 27 | IHT WEALTH MANAGEMENT, LLC | 1,840 | 36,000 | 0.08% | ||
| 28 | Creative Planning | 1,697 | 32,000 | 0.07% | ||
| 29 | D.A. DAVIDSON & CO. | 910 | 17,000 | 0.04% | ||
| 30 | BARCLAYS PLC | 792 | 15,000 | 0.03% | ||
| 31 | ADVISOR GROUP, INC. | 820 | 15,000 | 0.03% | ||
| 32 | Edge Wealth Management LLC | 500 | 10,000 | 0.02% | ||
| 33 | PINKERTON WEALTH, LLC | 465 | 9,000 | 0.02% | ||
| 34 | WFG Advisors, LP | 401 | 8,000 | 0.02% | ||
| 35 | MACROVIEW INVESTMENT MANAGEMENT LLC | 400 | 8,000 | 0.02% | ||
| 36 | FLOW TRADERS U.S. LLC | 316 | 6,000 | 0.01% | ||
| 37 | Tradewinds Capital Management, LLC | 95 | 2,000 | 0.00% | ||
| 38 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 39 | Psagot Value Holdings Ltd. | 20 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.